William R. Kulik

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CRD#: 2451482

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Robert Kulik was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1994. William had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 1, 2009 - April 22, 2013

DAVINCI CAPITAL MANAGEMENT, INC.

CRD#: 46897

CAMBRIDGE, MA

Past

November 28, 2008 - November 4, 2009

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

NORWELL, MA

Past

August 4, 2008 - November 4, 2009

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

NORWELL, MA

Past

September 5, 2006 - August 1, 2008

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

NORWOOD, MA

Past

August 21, 2006 - August 1, 2008

CITIZENS SECURITIES, INC.

CRD#: 39550

NORWOOD, MA

Past

June 21, 2006 - August 25, 2006

SIGNATOR FINANCIAL SERVICES, INC.

RIA

CRD#: 19061

HINGHAM, MA

Past

June 19, 2006 - August 25, 2006

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

HINGHAM, MA

Past

May 10, 2005 - June 22, 2006

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

BURLINGTON, MA

Past

May 6, 2005 - June 22, 2006

INVEST FINANCIAL CORPORATION

CRD#: 12984

BURLINGTON, MA

Past

October 20, 2004 - May 11, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

QUINCY, MA

Past

October 20, 2004 - May 11, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

July 25, 2003 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

QUINCY, MA

Past

November 21, 2002 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

March 20, 1995 - December 2, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 8, 1994 - March 29, 1995

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 17, 1994 - June 1, 1994

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/19/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/4/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/16/1994

General Securities Representative Examination

Current Firm

DAVINCI CAPITAL MANAGEMENT, INC.

DAVINCI CAPITAL MANAGEMENT INC. | DAVINCI CAPITAL MANAGEMENT, INC.

CRD#: 46897 / SEC#: 801-56514, 8-51580

RIA

Registered Investment Advisory firm - SEC (1/30/2009 Terminated)

Connecticut

Registered Investment Advisory firm - SEC (11/21/2017 Terminated)

Maine

Registered Investment Advisory firm - SEC (11/12/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (12/8/2008 Approved)

New Hampshire

Registered Investment Advisory firm - SEC (6/10/2009 Approved)

New Jersey

Registered Investment Advisory firm - SEC (12/17/2024 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (11/21/2017 Terminated)

Texas

Registered Investment Advisory firm - SEC (3/29/2024 Conditional Restricted)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

801 Cambridge St., Cambridge, MA 02141

Mailing Address

801 Cambridge St., Cambridge, MA 02141

Phone number

(617) 354-3222

Established

Delaware since 12/15/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (12 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
AIRGEAD, LLC	HOLDING COMPANY
MCGOWAN, ROBERT FRANCIS	AML SUPERVISOR	1733686
MCSWEENEY, JAMES JOSEPH	PRESIDENT/BRANCH OFFICE SUPERVISOR/EX. REP.	1620191
SEMPRUCCI, GREGG PATRICK	MUNI PRINCIPAL/CCO	1854392
SERRA, CARL ANTHONY III	FINOP	3179039

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 40,216,551

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William R. Kulik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

SIGNATOR FINANCIAL SERVICES, INC.

SIGNATOR FINANCIAL SERVICES, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

H.J. MEYERS & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/19/1995

Series 63

Date: 3/4/1994

Series 7

Date: 2/16/1994

Current Firm

DAVINCI CAPITAL MANAGEMENT, INC.

Contact information

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

DAVINCI CAPITAL MANAGEMENT, INC.

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