Jason J. Morawski

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CRD#: 2451447

Professional summary

Jason John Morawski was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jason is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Jason had worked at 12 firms, which includes WINDHAM SECURITIES INC., BRUNDYN SECURITIES INC., J.P. TURNER & COMPANY L.L.C., GILFORD SECURITIES INCORPORATED, KIMBERLY SECURITIES INC., GURU INVESTMENT SERVICES LTD., GLENN MICHAEL FINANCIAL INC., W.A. CAPITAL MARKETS, LCP CAPITAL CORP., TASIN & COMPANY INC., STERLING FOSTER & COMPANY INC., FAIRCHILD FINANCIAL GROUP INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 30, 2005 - January 8, 2007

WINDHAM SECURITIES, INC.

CRD#: 20529

NEW YORK, NY

Past

August 19, 2004 - December 6, 2004

BRUNDYN SECURITIES INC.

CRD#: 124493

ARLINGTON, TX

Past

July 2, 2002 - October 29, 2003

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

November 26, 2001 - July 17, 2002

GILFORD SECURITIES INCORPORATED

CRD#: 8076

NEW YORK, NY

Past

August 2, 2001 - November 12, 2001

KIMBERLY SECURITIES, INC.

CRD#: 19241

HUNTINGTON, NY

Past

March 23, 2001 - July 10, 2001

GURU INVESTMENT SERVICES, LTD.

CRD#: 104372

HAUPPAUGE, NY

Past

November 12, 1999 - April 20, 2001

GLENN MICHAEL FINANCIAL, INC.

CRD#: 37912

MELVILLE, NY

Past

January 14, 1999 - August 25, 1999

W.A. CAPITAL MARKETS

CRD#: 6292

NEW YORK, NY

Past

April 3, 1998 - December 2, 1998

LCP CAPITAL CORP.

CRD#: 14469

STATEN ISLAND, NY

Past

September 18, 1997 - March 26, 1998

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

March 6, 1997 - September 9, 1997

TASIN & COMPANY, INC.

CRD#: 30709

HAUPPAUGE, NY

Past

September 18, 1995 - February 6, 1997

STERLING FOSTER & COMPANY, INC.

CRD#: 36052

UNIONDALE, NY

Past

June 13, 1995 - July 20, 1995

FAIRCHILD FINANCIAL GROUP, INC.

CRD#: 21404

NEW YORK, NY

Past

July 20, 1994 - May 11, 1995

STERLING FOSTER & COMPANY, INC.

CRD#: 36052

UNIONDALE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/24/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/2/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/13/1996

General Securities Principal Examination

Current Firm

WINDHAM SECURITIES, INC.

OAKMONT EQUITIES, INC. | WINDHAM SECURITIES, INC.

CRD#: 20529 / SEC#: , 8-38311

Cancelled by SEC on 10/14/2016

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 07/17/1987

Firm type

Corporation

Fiscal year end

June

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
CONSTANTIN RESOURCES GROUP, INC.	HOLDING CORPORATION
CONSTANTIN, JOSHUA	CEO/PRESIDENT/CCO	3221893
GENDRON, KAREN MARIE	FINOP	1503330

Disclosures

Regulatory Event	5
Civil Event	1

Red Flags

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Firm Stability Insights

Jason J. Morawski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BRUNDYN SECURITIES INC.

J.P. TURNER & COMPANY, L.L.C.

GILFORD SECURITIES INCORPORATED

KIMBERLY SECURITIES, INC.

GURU INVESTMENT SERVICES, LTD.

GLENN MICHAEL FINANCIAL, INC.

W.A. CAPITAL MARKETS

LCP CAPITAL CORP.

J.P. TURNER & COMPANY, L.L.C.

TASIN & COMPANY, INC.

STERLING FOSTER & COMPANY, INC.

FAIRCHILD FINANCIAL GROUP, INC.

STERLING FOSTER & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/24/1994

Series 7

Date: 3/2/1994

Series 24

Date: 8/13/1996

Current Firm

WINDHAM SECURITIES, INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WINDHAM SECURITIES, INC.

TRUST BUT VERIFY

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