Richard B. Simpson
Professional summary
Richard Bryan Simpson, who also goes by Dick Simpson, is a registered financial advisor currently at GARLAND AND GREENWOOD WEALTH ADVISORS LLC located in Little Rock, Arkansas.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Richard has worked at 15 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Bryan Simpson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2025 - Present
GARLAND AND GREENWOOD WEALTH ADVISORS LLC
Office #1: 40 Rahling Circle, Little Rock, AR 72223August 18, 2020 - June 25, 2025
PORTFOLIO MEDICS, LLC
May 11, 2016 - June 1, 2020
BROOKSTONE WEALTH ADVISORS, LLC
March 5, 2012 - April 7, 2016
DYNAMIC FINANCIAL MANAGEMENT, LLC
August 1, 2011 - February 27, 2012
J. W. COLE ADVISORS, INC.
July 12, 2011 - December 31, 2011
J.W. COLE FINANCIAL, INC.
October 27, 2009 - November 2, 2010
ST. BERNARD FINANCIAL SERVICES, INC.
October 26, 2009 - November 2, 2010
ST. BERNARD FINANCIAL SERVICES, INC.
December 20, 2007 - February 5, 2008
1717 CAPITAL MANAGEMENT COMPANY
May 23, 2007 - October 27, 2009
VEACH FAMILY FINANCIAL
November 21, 2006 - May 1, 2007
ALLSTATE FINANCIAL SERVICES, LLC
May 3, 2006 - November 22, 2006
PARK AVENUE SECURITIES LLC
March 31, 2005 - January 25, 2006
MERIDIAN INVESTMENT ADVISORS
September 12, 2003 - December 13, 2004
FSC SECURITIES CORPORATION
May 19, 2003 - December 13, 2004
FSC SECURITIES CORPORATION
July 15, 1998 - October 29, 2001
1717 CAPITAL MANAGEMENT COMPANY
January 15, 1998 - June 11, 1998
ARGENT INVESTMENT SERVICES, INC.
February 26, 1996 - November 17, 1997
HORNOR, TOWNSEND & KENT, LLC
March 2, 1994 - February 26, 1996
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/23/2025)
Exams
Current Firm
GARLAND AND GREENWOOD WEALTH ADVISORS LLC
CRD#: 318815 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 477 |
| AUM (Assets Under Management) | $ 53,371,548 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
