Bryan A. Laurienti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Anthony Laurienti, who also goes by Bryan Laurienti, was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1994. Bryan had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2001 - March 1, 2002
TORREY PINES SECURITIES, INC.
August 14, 2000 - July 26, 2001
FIRST MONTAUK SECURITIES CORP.
August 14, 1998 - August 17, 2000
HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC
April 29, 1998 - December 30, 1998
FORTRESS FINANCIAL GROUP, LTD.
March 2, 1998 - July 24, 1998
J. ROBBINS SECURITIES, L.L.C
July 11, 1997 - January 16, 1998
SCHNEIDER SECURITIES, INC.
January 25, 1996 - August 21, 1997
RICKEL & ASSOCIATES, INC.
May 4, 1995 - January 25, 1996
ROTH CAPITAL PARTNERS, LLC
June 27, 1994 - March 31, 1995
A. T. BROD & CO. INC.
April 22, 1994 - July 19, 1994
DICKINSON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TORREY PINES SECURITIES, INC.
CRD#: 17120 / SEC#: , 8-35004
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
