DL
Daniel W. Larsen
INSPEREX LLC
Delray Beach, FL 33483
Some features on this profile are disabled
CRD#: 2450797
DL
Professional summary
Daniel William Larsen, who also goes by Dan Larsen, Danny Larsen, is a registered financial professional currently at INSPEREX LLC located in Delray Beach, Florida.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1994. Daniel has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Dan Larsen | Danny Larsen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel William Larsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2021 - Present
INSPEREX LLC
Office #1: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483BD
CRD#: 101420
Delray Beach, FL
Past
July 15, 2019 - February 5, 2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
SARASOTA, FL
Past
June 5, 2017 - July 31, 2019
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
Coral Springs, FL
Past
May 23, 2016 - May 31, 2017
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
MEMPHIS, TN
Past
March 24, 2015 - May 24, 2016
BREAN CAPITAL, LLC
BD
CRD#: 23723
Knoxville, TN
Past
December 12, 2007 - March 17, 2015
STERNE, AGEE & LEACH, INC.
BD
CRD#: 791
KNOXVILLE, TN
Past
March 1, 2007 - December 18, 2007
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MEMPHIS, TN
Past
March 26, 1999 - March 16, 2007
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
MEMPHIS, TN
Past
February 1, 1994 - July 25, 1996
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
BIRMINGHAM, AL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/25/2021)
RR
Alaska(2/4/2021)
RR
Arizona(1/26/2021)
RR
Arkansas(2/4/2021)
RR
California(1/22/2021)
RR
Colorado(1/22/2021)
RR
Connecticut(1/25/2021)
RR
Delaware(1/27/2021)
RR
District of Columbia(1/27/2021)
RR
Florida(1/22/2021)
RR
Georgia(1/22/2021)
RR
Hawaii(1/22/2021)
RR
Idaho(1/22/2021)
RR
Illinois(2/5/2021)
RR
Indiana(2/3/2021)
RR
Iowa(1/25/2021)
RR
Kansas(1/25/2021)
RR
Kentucky(1/25/2021)
RR
Louisiana(1/25/2021)
RR
Maine(1/22/2021)
RR
Maryland(1/22/2021)
RR
Massachusetts(1/22/2021)
RR
Michigan(1/26/2021)
RR
Minnesota(2/11/2021)
RR
Mississippi(1/26/2021)
RR
Missouri(1/22/2021)
RR
Montana(1/22/2021)
RR
Nebraska(2/12/2021)
RR
Nevada(2/11/2021)
RR
New Hampshire(1/22/2021)
RR
New Jersey(2/18/2021)
RR
New Mexico(1/29/2021)
RR
New York(1/22/2021)
RR
North Carolina(1/22/2021)
RR
North Dakota(1/25/2021)
RR
Ohio(1/22/2021)
RR
Oklahoma(1/25/2021)
RR
Oregon(1/22/2021)
RR
Pennsylvania(1/22/2021)
RR
Puerto Rico(1/28/2021)
RR
Rhode Island(1/22/2021)
RR
South Carolina(1/25/2021)
RR
South Dakota(2/9/2021)
RR
Tennessee(1/22/2021)
RR
Texas(1/22/2021)
RR
Utah(1/25/2021)
RR
Vermont(2/5/2021)
RR
Virgin Islands(1/26/2021)
RR
Virginia(2/10/2021)
RR
Washington(2/8/2021)
RR
West Virginia(2/4/2021)
RR
Wisconsin(1/22/2021)
RR
Wyoming(1/22/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IL
INSPEREX LLC
INCAPITAL | INTEGRATED INVESTMENTS, L.L.C. | INTEGRATED CAPITAL, LLC | INSPEREX LLC | INSPEREX | INCAPITAL, LLC | INCAPITAL LLC
CRD#: 101420 / SEC#: , 8-52081
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
25 Se 4th Avenue Suite 400, Delray Beach, FL 33483
Mailing Address
233 South Wacker Drive Suite 4400, Chicago, IL 60606
Phone number
(312) 379-3700
Established
Delaware since 09/01/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| CARRELS, CHRISTINE ANN | CHIEF MARKETING OFFICER | 6651750 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| ELLIOTT, LAURA SUE | PRESIDENT | 2125558 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| NICHOLSON, MARSHALL ALLEN | HEAD OF STRATEGIC INITIATIVES | 4585471 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
| RHODES, DERYK TREVOR | HEAD OF WEALTH MANAGEMENT SOLUTIONS | 4157411 |
| TOLAR, JOHN M | HEAD OF FIXED INCOME SALES & TRADING | 3075402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INSPEREX LLC
CRD#: 101420Delray Beach, FL 33483TRUST BUT VERIFY
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