Michael R. Brown

FORESEE WEALTH ADVISORS

BELLEVUE, WA 98004

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CRD#: 2450603

Professional summary

Michael R Brown, who also goes by Michael R Brown, Michael Ronald Brown, is a registered financial advisor currently at FORESEE WEALTH ADVISORS located in Bellevue, Washington.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael R Brown | Michael Ronald Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 07/17/2020 - Compass Wealth Management - DBA name only for Financial Advocates Investment Management (FAIM)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael R Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2025 - Present

FORESEE WEALTH ADVISORS

Office #1: 10900 Ne 4th St Suite 2300, Bellevue, WA 98004

RIA

CRD#: 333296

BELLEVUE, WA

Past

July 20, 2020 - April 2, 2025

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

RIA

CRD#: 151298

Kirkland, WA

Past

April 24, 2020 - June 3, 2020

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Bellevue, WA

Past

September 21, 2018 - June 3, 2020

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

BELLEVUE, WA

Past

March 16, 2017 - October 3, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

BELLEVUE, WA

Past

November 30, 2010 - October 3, 2018

LPL FINANCIAL LLC

CRD#: 6413

BELLEVUE, WA

Past

November 10, 2010 - April 10, 2019

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

RIA

CRD#: 151298

SEATTLE, WA

Past

February 22, 2008 - December 1, 2010

NRP ADVISORS, INC.

RIA

CRD#: 141430

SEATTLE, WA

Past

July 19, 2006 - October 22, 2008

NRP FINANCIAL, INC.

RIA

CRD#: 103717

SEATTLE, WA

Past

July 19, 2006 - November 30, 2010

NRP FINANCIAL, INC.

CRD#: 103717

SEATTLE, WA

Past

May 8, 2001 - July 13, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BELLEVUE, WA

Past

April 27, 2001 - July 13, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BELLEVUE, WA

Past

February 21, 1996 - April 30, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORESEE WEALTH ADVISORS

COMPASS WEALTH ADVISOR | FORESEE WEALTH ADVISORS | FC WEALTH, INC.

CRD#: 333296 / SEC#: 801-131758

RIA

Registered Investment Advisory firm - (1/6/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/4/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/20/1996

General Securities Representative Examination

Current Firm

FORESEE WEALTH ADVISORS

COMPASS WEALTH ADVISOR | FORESEE WEALTH ADVISORS | FC WEALTH, INC.

CRD#: 333296 / SEC#: 801-131758

RIA

Registered Investment Advisory firm - (1/6/2025 Approved)

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Contact information

Main Address

10900 Ne 4th St Suite 2300, Bellevue, WA 98004

Mailing Address

Phone number

(425) 943-6875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- FC WEALTH, INC. (4/17/2025)

Regulatory assets under management

Total Number of Accounts	156
AUM (Assets Under Management)	$ 118,705,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael R. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael R Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

KESTRA INVESTMENT SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

NRP ADVISORS, INC.

NRP FINANCIAL, INC.

NRP FINANCIAL, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

FORESEE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/1996

Series 63

Date: 2/2/1996

SIE

Date: 10/1/2018

Series 31

Date: 5/4/1996

Series 7

Date: 2/20/1996

Current Firm

FORESEE WEALTH ADVISORS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORESEE WEALTH ADVISORS

TRUST BUT VERIFY

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