Adam T. Kelly
Professional summary
Adam Thomas Kelly, who also goes by Adam T Kelly, is a registered financial professional currently at TIGRESS FINANCIAL PARTNERS, LLC located in New York, New York.
Adam is registered as a RR (Registered Representative) and started their career in finance in 1994. Adam has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Thomas Kelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2022 - Present
TIGRESS FINANCIAL PARTNERS, LLC
Office #1: 410 Park Avenue 12th Floor, New York, NY 10022July 28, 2004 - December 31, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 7, 1994 - August 10, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/10/2022
General Securities Representative ExaminationSeries 55
Date: 1/11/1999
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
TIGRESS FINANCIAL PARTNERS, LLC
CRD#: 154717 / SEC#: 801-112815, 8-68671
Contact information
FINRA licenses (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 11,558,041 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
