John P. Delaney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick Delaney, who also goes by John Patrick Delaney, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 4 firms and has passed the SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2021 - July 7, 2021
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
March 12, 2021 - March 9, 2023
FRANKLIN DISTRIBUTORS, LLC
July 25, 2019 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
December 14, 2010 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
April 16, 2009 - July 21, 2009
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
May 11, 1994 - July 21, 2009
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
CRD#: 27884 / SEC#: , 8-43206
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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