William J. Hickey

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CRD#: 245033

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William James Hickey JR was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1965. William had worked at 5 firms and has passed the Series 1 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 21, 1982 - June 29, 1984

BRIGHTON SECURITIES CORP.

CRD#: 3875

Past

August 24, 1979 - November 29, 1980

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

Past

June 25, 1979 - September 30, 1979

LEHMAN BROTHERS INC.

CRD#: 7506

Past

July 28, 1978 - June 25, 1979

LOEB PARTNERS

CRD#: 7534

Past

October 1, 1965 - August 14, 1978

QUINBY & CO., INCORPORATED

CRD#: 3112

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIGHTON SECURITIES CORP.

BRIGHTON FINANCIAL PLANNING | BRIGHTON SECURITIES CORP.

CRD#: 3875 / SEC#: 801-62276, 8-14599

RIA

Registered Investment Advisory firm - SEC (9/8/2003 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 1

Date: 6/27/1956

Registered Representative Examination

Current Firm

BRIGHTON SECURITIES CORP.

BRIGHTON FINANCIAL PLANNING | BRIGHTON SECURITIES CORP.

CRD#: 3875 / SEC#: 801-62276, 8-14599

RIA

Registered Investment Advisory firm - SEC (9/8/2003 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

1703 Monroe Avenue, Rochester, NY 14618

Mailing Address

1703 Monroe Avenue, Rochester, NY 14618-1487

Phone number

(585) 473-3590

Established

New York since 03/05/1969

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (21 States and Territories)

FINRA licenses (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

BSC ADV PART II - OCTOBER 2025 (10/1/2025)

Direct owners and executive officers

Name	Position	CRD#
BRIGHTON SECURITIES HOLDINGS INC	OWNER
ALBERTS, LORI ANN	CCO
ALBERTS, LORI ANN	CEO	2574827
CONBOY, GEORGE THOMAS	CHAIRMAN	1283395
LEACH, JENNY LEE	DIRECTOR OF COMPLIANCE	3257861
MELONI, EKATERINA A	FINOP	7923218

Regulatory assets under management

Total Number of Accounts	3,384
AUM (Assets Under Management)	$ 986,154,864

Disclosures

Regulatory Event	7
Arbitration	1

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/02/2025	Cover Page	Report
03/01/2024	Cover Page	Report
03/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William J. Hickey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BRIGHTON SECURITIES CORP.

ADVANTAGE CAPITAL CORPORATION

LEHMAN BROTHERS INC.

LOEB PARTNERS

QUINBY & CO., INCORPORATED

Primary Firm SEC Registration

BRIGHTON SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 1

Date: 6/27/1956

Current Firm

BRIGHTON SECURITIES CORP.

Contact information

SEC notice filing (21 States and Territories)

FINRA licenses (36 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

BRIGHTON SECURITIES CORP.

TRUST BUT VERIFY

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