Ana Maria Gonzalez Wood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ana Maria Gonzalez Wood, CFP®, who also goes by Ana Maria Gonzalez, Ana Gonzalez, Anamaria Gonzalez, Anamaria Gonzalezwood, Anamaria Gonzalez Wood, was a registered financial professional .
Ana Maria is a previously registered financial professional and started their career in finance in 1994. Ana Maria had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2012
Experience
January 2, 2019 - November 13, 2023
AVIDIAN WEALTH SOLUTIONS
April 11, 2017 - December 31, 2017
THE LEADERS GROUP, INC.
January 9, 2013 - February 28, 2017
OSAIC FS, INC.
December 13, 2012 - February 28, 2017
OSAIC FS, INC.
February 25, 1994 - November 30, 2012
PRUCO SECURITIES, LLC.
February 25, 1994 - November 30, 2012
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
AVIDIAN WEALTH SOLUTIONS
CRD#: 127186 / SEC#: 801-64386
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVIDIAN WEALTH SOLUTIONS
CRD#: 127186 / SEC#: 801-64386
Contact information
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,742 |
| AUM (Assets Under Management) | $ 3,994,927,750 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2025 | ||
| 01/02/2025 | ||
| 09/27/2024 | ||
| 01/31/2024 | ||
| 01/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
