Kevin Brosious

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CRD#: 2450304

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Brosious, CFP® was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2006. Kevin had worked at 2 firms and has passed the Series 65 and Series 2 exams.

Biography

I am proud to be associated with these other fine organizations: American Institute of Certified Public Accounts (AICPA), Pennsylvania Institute of Certified Public Accountants (PICPA), AICPA - Personal Financial Specialist (PFS),  Adjunct Professor of Finance - DeSales University.

I am a frequent contributor to articles that appear in the national financial press.  Click on the "In the News" tab on my website to see my contributions to articles from Kiplinger, Business Week, Fox Business, Family Circle, Boston Globe and other national publications.

Question & Answer

What are your service offerings?

Tax Planning

Social Security Planning

Investment Planning

Comprehensive Financial Planni...

Retirement Income Management

Employee and Employer Plan Ben...

Education Planning

Retirement Planning

Do you have an area of expertise or specialization?

Corporate Executives

High Net Worth Client Needs

Hourly

Investment Advice with Ongoing...

Middle Income Client Needs

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ADJUNCT FINANCE PROFESSOR - DESALES UNIVERSITY, CENTER VALLEY, PA 18034-9568. TEACH APPROXIMATELY 3 COURSES/ANNUALLY. EACH COURSE IS 3 HOURS/WEEK FOR 8 WEEKS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Past

November 21, 2024 - December 31, 2024

NEWBRIDGE WEALTH MANAGEMENT

RIA

CRD#: 169239

Allentown, PA

Past

January 3, 2006 - September 29, 2024

WEALTH MANAGEMENT, INC.

RIA

CRD#: 137503

ALLENTOWN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEWBRIDGE WEALTH MANAGEMENT

NEWBRIDGE WEALTH MANAGEMENT | VBCW, LLC | NEWBRIDGE WEALTH MANAGEMENT, LLC

CRD#: 169239 / SEC#: 801-123445

RIA

Registered Investment Advisory firm - (3/11/2022 Approved)

New Jersey

Registered Investment Advisory firm - (5/28/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/17/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/16/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/1993

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 2/9/1994

Non-Member General Securities Examination

Current Firm

NEWBRIDGE WEALTH MANAGEMENT

NEWBRIDGE WEALTH MANAGEMENT | VBCW, LLC | NEWBRIDGE WEALTH MANAGEMENT, LLC

CRD#: 169239 / SEC#: 801-123445

RIA

Registered Investment Advisory firm - (3/11/2022 Approved)

New Jersey

Registered Investment Advisory firm - (5/28/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/17/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/16/2022 Terminated)

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Contact information

Main Address

859 W. Lancaster Avenue, Bryn Mawr, PA 19010

Mailing Address

Phone number

(610) 564-8042

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE (2/12/2025)

BROCHURE SUPPLEMENT BARBERA (2/12/2025)

BROCHURE SUPPLEMENT - BROSIOUS (2/12/2025)

BROCHURE SUPPLEMENT - BOSWELL (2/12/2025)

BROCHURE SUPPLEMENT WIEGAND (2/12/2025)

Regulatory assets under management

Total Number of Accounts	620
AUM (Assets Under Management)	$ 160,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Kevin Brosious

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NEWBRIDGE WEALTH MANAGEMENT

WEALTH MANAGEMENT, INC.

Primary Firm SEC Registration

NEWBRIDGE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/1993

Series 2

Date: 2/9/1994

Current Firm

NEWBRIDGE WEALTH MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEWBRIDGE WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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