Paula C. Schnoebelen
Professional summary
Paula Clifton Schnoebelen, who also goes by Paula Lynn Clifton, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Springfield, Missouri and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Paula is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Paula has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paula Clifton Schnoebelen's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2023 - Present
MISSIONSQUARE RETIREMENT
July 17, 2023 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240June 6, 2022 - July 12, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
June 6, 2022 - July 12, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
April 20, 2016 - May 9, 2022
MISSIONSQUARE RETIREMENT
May 9, 2007 - May 9, 2022
MISSIONSQUARE INVESTMENT SERVICES
March 15, 1998 - August 2, 2004
MISSIONSQUARE INVESTMENT SERVICES
February 14, 1994 - December 31, 1996
MISSIONSQUARE INVESTMENT SERVICES
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2025)
(8/29/2023)
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(1/28/2025)
(7/17/2023)
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(1/28/2025)
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Exams
Series 7TO
Date: 2/7/2022
General Securities Representative ExaminationFINRA
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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