Peter H. Mordin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Hamilton Mordin was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1994. Peter had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2011 - February 3, 2017
BFP SECURITIES, LLC
November 30, 2009 - June 30, 2010
EQUITABLE DISTRIBUTORS, LLC
June 22, 2004 - November 23, 2009
AMERICAN GENERAL EQUITY SERVICES CORPORATION
January 29, 2002 - June 9, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
February 14, 2001 - November 21, 2001
SLD AMERICA EQUITIES, INC.
September 14, 2000 - February 8, 2001
LEGACY FINANCIAL SERVICES, INC.
May 23, 2000 - August 29, 2000
EPLANNING SECURITIES, INC.
May 1, 1997 - April 28, 2000
AMERICAN GENERAL SECURITIES INCORPORATED
March 4, 1996 - March 13, 1997
METROPOLITAN LIFE INSURANCE COMPANY
March 4, 1996 - March 13, 1997
MSI FINANCIAL SERVICES, INC.
February 22, 1994 - December 13, 1995
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BFP SECURITIES, LLC
CRD#: 44731 / SEC#: , 8-50798
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENEFIT FINANCE PARTNERS, LLC | OWNER | |
| DOHERTY, ERIN E | CCO | 4576409 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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