John E. Heyke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Ericson Heyke, who also goes by Eric Heyke IV, John Ericson Heyke Iv, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 10 firms and has passed the Series 63, Series 55, Series 7, Series 14, Series 27 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2009 - December 11, 2012
DIRECT ACCESS PARTNERS LLC
May 26, 2009 - September 15, 2009
VDM INSTITUTIONAL BROKERAGE, LLC
June 5, 2008 - January 2, 2009
BATTENKILL CAPITAL, INC.
December 17, 2003 - June 28, 2006
JEFFERIES EXECUTION SERVICES, INC.
February 19, 2002 - January 2, 2004
KENNY & CO., LLC
December 1, 2000 - February 15, 2002
INSTITUTIONAL DIRECT INC.
October 1, 2000 - November 30, 2000
A.W. BERTSCH, INC.
September 20, 1996 - November 13, 1998
MF GLOBAL INC.
February 15, 1995 - September 6, 1996
COWEN AND COMPANY
February 28, 1994 - November 2, 1994
ADLER COLEMAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/8/2009
Limited Representative-Equity Trader ExamSeries 12
Date: 12/30/1997
NYSE Branch Manager ExaminationCurrent Firm
DIRECT ACCESS PARTNERS LLC
CRD#: 120950 / SEC#: , 8-65361
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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