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IH

Ian N. Hosang

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CRD#: 2450127
IH

Professional summary

Ian Nigel Hosang was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Ian is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Ian had worked at 2 firms, which includes TUSCANY EQUITY MANAGEMENT CORPORATI0N, CRESSIDA CAPITAL INC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 9, 1996 - January 9, 1997

TUSCANY EQUITY MANAGEMENT CORPORATI0N

BD
CRD#: 20016
DEERFIELD BEACH, FL
Past

August 23, 1995 - November 10, 1995

CRESSIDA CAPITAL, INC

BD
CRD#: 32352
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/30/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/9/1995
General Securities Representative Examination

Current Firm

TE
TUSCANY EQUITY MANAGEMENT CORPORATI0N
BURTON SECURITIES, INC. | TUSCANY EQUITY MANAGEMENT CORPORATI0N | SOVERIGN EQUITY MANAGEMENT CORPORATION | SOVEREIGN EQUITY MANAGEMENT CORP. | ROEBLING SECURITIES, INC.

CRD#: 20016 / SEC#: , 8-38025

BD
Terminated by SEC on 12/19/1997
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 06/01/1987
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TUSCANY EQUITY MANAGEMENT CORPORATI0N

CRD#: 20016

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