DG
Dennis S. Glosik
FIFTH THIRD SECURITIES
Grandville, MI 49418
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CRD#: 2450123
DG
Professional summary
Dennis Stefan Glosik, who also goes by Dennis S Glosik, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Grandville, Michigan.
Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Dennis has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 11 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dennis S Glosik
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dennis Stefan Glosik's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dennis Stefan Glosik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 14, 2012 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 4460 Wilson Avenue Sw, Grandville, MI 49418Office #2: 2065 44th Street Se, Grand Rapids, MI 49508RIA
BD
CRD#: 628
Grandville, MI
Current
December 12, 2012 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 4460 Wilson Avenue Sw, Grandville, MI 49418Office #2: 2065 44th Street Se, Grand Rapids, MI 49508RIA
BD
CRD#: 628
Grandville, MI
Past
July 8, 2009 - August 8, 2012
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
GRAND RAPIDS, MI
Past
July 2, 2009 - August 8, 2012
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
GRAND RAPIDS, MI
Past
October 25, 2005 - June 26, 2009
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
GRAND RAPIDS, MI
Past
July 6, 2005 - June 26, 2009
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
GRAND RAPIDS, MI
Past
June 20, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
May 2, 2000 - June 20, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 2, 2000 - June 20, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
March 29, 1996 - October 1, 1997
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
July 12, 1995 - January 26, 1996
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Past
January 30, 1995 - July 10, 1995
CYGNET SECURITIES, INC.
BD
CRD#: 28686
WALDWICK, NJ
Past
March 14, 1994 - February 16, 1995
A.B. WATLEY DIRECT, INC.
BD
CRD#: 18663
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/18/2024)
RR
California(11/5/2021)
RR
Florida(1/4/2013)
RR
Georgia(7/15/2024)
RR
Illinois(12/12/2025)
RR
Michigan(12/12/2012)
IAR
Michigan(12/14/2012)
RR
New York(12/12/2012)
RR
North Carolina(1/4/2013)
RR
Ohio(6/13/2024)
RR
Texas(1/4/2013)
RR
Virginia(1/4/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 11
Date: 3/11/1994
Assistant Representative-Order Processing Qualification ExamPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
34 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,349
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIFTH THIRD SECURITIES, INC.
CRD#: 628Grandville, MI 49418TRUST BUT VERIFY
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