Charles Achoa

PROXY WEALTH ADVISORS

Orlando, FL

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CRD#: 2450021

Professional summary

Charles Achoa, who also goes by Charles Achoa Jr, Charles Achoa, is a registered financial advisor currently at PROXY WEALTH ADVISORS LLC located in Orlando, Florida.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Charles has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

Charles Achoa Jr | Charles Achoa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

- RJ Capital Holding Participacoes LTDA - Business is investment related - Address: Rua Visconde de Piraja 250 / 5 andar Rio de Janeiro - RJ - Brazil - CEP 22410-000 - Holding company for the companies of RJ+ in Brazil - Minority Shareholder - June 2025 - At the Holding company the time spent is only on sporadic strategic meetings related to the partnership

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Achoa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2026 - Present

PROXY WEALTH ADVISORS LLC

RIA

CRD#: 298080

Orlando, FL

Past

January 10, 2019 - July 22, 2019

CIM SECURITIES, LLC

CRD#: 120852

PALMER, AK

Past

December 10, 2014 - July 28, 2016

BCP SECURITIES, INC.

CRD#: 27063

GREENWICH, CT

Past

August 19, 2010 - October 9, 2012

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

STAMFORD, CT

Past

January 17, 2003 - August 31, 2010

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

June 25, 1997 - January 17, 2003

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

November 1, 1996 - May 5, 1997

SBC WARBURG, INC.

CRD#: 23745

NEW YORK, NY

Past

April 25, 1996 - October 21, 1996

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

March 26, 1996 - April 1, 1996

CHASE SECURITIES, INC.

CRD#: 10793

NEW YORK, MD

Past

March 26, 1996 - October 21, 1996

J.P. MORGAN SECURITIES INC.

CRD#: 18718

Past

February 16, 1994 - March 22, 1996

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROXY WEALTH ADVISORS LLC

BLUEMANTLE INVESTMENTS & WEALTH MANAGEMENT LLC | PROXY WEALTH ADVISORS LLC | PROXY FINANCIAL | GUARDIAN GLOBAL INVESTMENTS LLC | CONTINENTAL BROKERS USA

CRD#: 298080 / SEC#: 801-128321

RIA

Registered Investment Advisory firm - (7/10/2023 Approved)

California

Registered Investment Advisory firm - (8/10/2023 Terminated)

Florida

Registered Investment Advisory firm - (7/11/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (7/13/2023 Terminated)

New Hampshire

Registered Investment Advisory firm - (7/12/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (7/11/2023 Terminated)

New York

Registered Investment Advisory firm - (7/11/2023 Terminated)

Texas

Registered Investment Advisory firm - (7/11/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/30/2026)

IAR

New York
(7/30/2026)

IAR

Texas
(7/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/3/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/22/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/28/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/15/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/26/2012

General Securities Principal Examination

Current Firm

PROXY WEALTH ADVISORS LLC

BLUEMANTLE INVESTMENTS & WEALTH MANAGEMENT LLC | PROXY WEALTH ADVISORS LLC | PROXY FINANCIAL | GUARDIAN GLOBAL INVESTMENTS LLC | CONTINENTAL BROKERS USA

CRD#: 298080 / SEC#: 801-128321

RIA

Registered Investment Advisory firm - (7/10/2023 Approved)

California

Registered Investment Advisory firm - (8/10/2023 Terminated)

Florida

Registered Investment Advisory firm - (7/11/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (7/13/2023 Terminated)

New Hampshire

Registered Investment Advisory firm - (7/12/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (7/11/2023 Terminated)

New York

Registered Investment Advisory firm - (7/11/2023 Terminated)

Texas

Registered Investment Advisory firm - (7/11/2023 Terminated)

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Contact information

Main Address

9100 Conroy Windermere Rd. Suite 217, Windermere, FL 34786

Mailing Address

Phone number

(646) 289-5075

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROXY WEALTH ADVISORS WRAP BROCHURE (1/12/2026)

PROXY WEALTH ADVISORS BROCHURE (1/11/2026)

Regulatory assets under management

Total Number of Accounts	700
AUM (Assets Under Management)	$ 90,035,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles Achoa

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Achoa's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIM SECURITIES, LLC

BCP SECURITIES, INC.

NATWEST MARKETS SECURITIES INC.

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

SBC WARBURG, INC.

J.P. MORGAN SECURITIES INC.

CHASE SECURITIES, INC.

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

Primary Firm SEC Registration

PROXY WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/3/2026

Series 63

Date: 2/22/1994

SIE

Date: 7/28/2016

Series 7

Date: 2/15/1994

Series 24

Date: 6/26/2012

Current Firm

PROXY WEALTH ADVISORS LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROXY WEALTH ADVISORS LLC

TRUST BUT VERIFY

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