JN
Jody R. Nunez
CENTAURUS FINANCIAL
Coeur D' Alene, ID 83814
Some features on this profile are disabled
CRD#: 2449969
JN
Professional summary
Jody Ray Nunez, who also goes by Jody Nunez, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Coeur D' Alene, Idaho.
Jody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Jody has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jody Nunez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. American Capital Tactics, non-investment related, 1042 W. Mill Ave., Ste. #207, Coeur D' Alene, ID 83814, DBA for branding purposes only, president. 2. American Capital Tactics, non-investment related, 1042 W. Mill Ave., Ste. #207, Coeur D' Alene, ID 83814, sell fixed annuities, universal life, independent insurance agent, devoted time is 40 hours a month. 3. BUSINESS STRATEGY INSTITUTE POSITION: Faculty NATURE: Workshops for education INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2024 ADDRESS: 1042 W Mill Ave Suite 207, Coeur d'Alene ID 83814, United States DESCRIPTION: Educating business owners and executives about avoiding pitfalls of ownership. (More insurance related than investment related.)
CRS (Client Relationship Summary) - RIA
Click below to view Jody Ray Nunez's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jody Ray Nunez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2024 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 1042 West Mill Avenue Suite #207, Coeur D' Alene, ID 83814RIA
BD
CRD#: 30833
Coeur D' Alene, ID
Current
September 16, 2024 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 1042 West Mill Avenue Suite #207, Coeur D' Alene, ID 83814RIA
BD
CRD#: 30833
Coeur D' Alene, ID
Past
November 1, 2021 - September 30, 2024
AMERITAS ADVISORY SERVICES, LLC
RIA
CRD#: 317245
COEUR D'ALENE, ID
Past
July 10, 2009 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
Coeur d'Alene, ID
Past
August 9, 2005 - September 30, 2024
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
Coeur d'Alene, ID
Past
June 1, 2005 - August 9, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
November 1, 2002 - June 1, 2005
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
February 12, 1998 - November 7, 2002
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
March 16, 1994 - December 10, 1997
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/16/2024)
IAR
California(9/17/2024)
RR
Colorado(9/19/2024)
IAR
Colorado(9/19/2024)
RR
Florida(9/16/2024)
IAR
Florida(9/17/2024)
IAR
Georgia(7/16/2025)
RR
Hawaii(9/16/2024)
IAR
Hawaii(9/18/2024)
RR
Idaho(9/16/2024)
IAR
Idaho(9/16/2024)
IAR
Minnesota(9/17/2024)
RR
Minnesota(9/30/2024)
RR
Montana(9/16/2024)
IAR
Montana(9/18/2024)
RR
Nevada(9/16/2024)
IAR
Nevada(9/16/2024)
RR
Oregon(9/16/2024)
IAR
Oregon(9/20/2024)
RR
Texas(9/16/2024)
IAR
Texas(9/16/2024)
RR
Utah(9/16/2024)
IAR
Utah(9/17/2024)
RR
Virginia(9/16/2024)
IAR
Virginia(9/16/2024)
RR
Washington(9/16/2024)
IAR
Washington(9/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
