Kristi Papanikolaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristi Papanikolaw was a registered financial professional .
Kristi is a previously registered financial professional and started their career in finance in 1994. Kristi had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2016 - September 24, 2018
TELSEY ADVISORY GROUP LLC
December 10, 2014 - June 3, 2016
WILLIAM O'NEIL + COMPANY
March 28, 2011 - June 18, 2014
B. RILEY WEALTH MANAGEMENT
September 21, 2004 - March 15, 2011
MERRIMAN CAPITAL, INC.
March 11, 1998 - September 16, 2004
NATIXIS SECURITIES AMERICAS LLC
March 9, 1994 - March 11, 1998
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
TELSEY ADVISORY GROUP LLC
CRD#: 148234 / SEC#: , 8-67988
Contact information
FINRA licenses (19 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
