Gregory E. Montague
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Edward Montague, who also goes by Greg Montague, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1995. Gregory had worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2015 - February 1, 2016
BB&T INVESTMENT SERVICES, INC.
July 7, 2015 - February 1, 2016
BB&T INVESTMENT SERVICES, INC.
May 14, 2013 - July 3, 2014
INVEST FINANCIAL CORPORATION
May 9, 2013 - July 3, 2014
INVEST FINANCIAL CORPORATION
August 21, 2012 - February 6, 2013
SEQUOIA FINANCIAL GROUP, L.L.C.
August 9, 2012 - February 20, 2013
VALMARK SECURITIES, INC.
March 11, 2009 - July 17, 2012
TRUIST INVESTMENT SERVICES, INC.
March 10, 2008 - July 17, 2012
TRUIST INVESTMENT SERVICES, INC.
January 14, 2005 - April 25, 2007
THE HUNTINGTON INVESTMENT COMPANY
May 16, 2003 - January 10, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 12, 2000 - January 9, 2002
WELLS FARGO CLEARING SERVICES, LLC
May 3, 2000 - December 5, 2000
KEYBANC CAPITAL MARKETS INC.
May 29, 1998 - May 23, 2000
CRESTAR SECURITIES CORPORATION
January 20, 1996 - June 12, 1996
INDEPENDENT FINANCIAL SECURITIES, INC.
December 8, 1995 - June 7, 1996
SOUTHTRUST SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T INVESTMENT SERVICES, INC.
CRD#: 33856 / SEC#: 801-106629, 8-46134
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANCH BANKING AND TRUST COMPANY | SHAREHOLDER | |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT | 2723431 |
| EARNHARDT, DARREN LEE | CHIEF OPERATING OFFICER | 2356117 |
| EVANS, RICHARD TABB III | DIRECTOR OF SALES/DIRECTOR | 1643552 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER | 1664935 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
