Heidi M. Michitsch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heidi Marie Michitsch was a registered financial professional .
Heidi is a previously registered financial professional and started their career in finance in 1994. Heidi had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2011 - December 31, 2012
OCEAN CROSS CAPITAL MARKETS LLC
August 29, 2006 - November 10, 2011
CLARK DODGE & CO., INC.
June 11, 2001 - October 5, 2006
BERRY-SHINO SECURITIES, INC.
December 11, 1998 - June 13, 2001
SOLID ISG CAPITAL MARKETS, LLC
April 17, 1998 - December 8, 1998
BARINGTON CAPITAL GROUP, L.P.
June 2, 1995 - April 14, 1998
D. H. BLAIR & CO., INC.
April 10, 1995 - May 5, 1995
ABN AMRO SECURITIES LLC
March 24, 1994 - March 10, 1995
AMERICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OCEAN CROSS CAPITAL MARKETS LLC
CRD#: 156256 / SEC#: , 8-68777
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLOBAL BRIDGE PARTNERS INC. | MEMBER | |
| SCHLOTH, WILLIAM EDWARD | CEO, CFO, FINOP, CCO | 2644188 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
