Bryan E. Muller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Edward Muller was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1994. Bryan had worked at 18 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2008 - October 3, 2008
EKN FINANCIAL SERVICES INC.
May 17, 2006 - August 11, 2008
BASIC INVESTORS INC.
May 3, 2005 - May 18, 2006
SLOAN SECURITIES CORP.
February 3, 2004 - March 11, 2004
HARRISON SECURITIES, INC.
September 12, 2002 - September 26, 2002
VISION SECURITIES INC.
June 10, 2002 - June 13, 2002
MACARTHUR STRATEGIES, INC.
March 27, 2002 - June 3, 2002
BERTRAM SAMUEL SECURITIES, LLC
July 31, 1999 - November 29, 2001
J.P.R. CAPITAL CORP.
April 5, 1999 - July 23, 1999
MONTROSE CAPITAL MANAGEMENT LTD.
June 19, 1998 - April 2, 1999
STRATEGIC ASSETS INC.
December 19, 1997 - July 8, 1998
TAYLOR STUART FINANCIAL, INC.
July 21, 1997 - December 12, 1997
D.L. CROMWELL INVESTMENTS, INC.
April 3, 1997 - June 23, 1997
MILLENNIUM SECURITIES CORP.
October 17, 1996 - April 25, 1997
MORGAN GRANT CAPITAL CORP.
August 24, 1995 - May 17, 1996
AMERICORP SECURITIES, INC.
October 10, 1994 - August 24, 1995
ROYCE INVESTMENT GROUP, INC.
August 16, 1994 - October 24, 1994
DUKE & CO., INC.
June 22, 1994 - August 17, 1994
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/23/2001
Limited Representative-Equity Trader ExamCurrent Firm
EKN FINANCIAL SERVICES INC.
CRD#: 113525 / SEC#: , 8-53346
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
| Arbitration | 10 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
