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Bryan Edward Muller

CRD# 2449729·Registered 1994 - 2008
Previously Registered: Being a previously registered professional could mean that Bryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bryan Edward Muller was a registered financial advisor. Bryan was a previously registered financial professional and started their career in finance 1994 - 2008. Bryan had worked at 18 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

EKN FINANCIAL SERVICES INC.·CRD# 113525
BD
Melville, NY
August 7, 2008 - October 3, 2008
BASIC INVESTORS INC.·CRD# 1187
BD
Melville, NY
May 17, 2006 - August 11, 2008
SLOAN SECURITIES CORP.·CRD# 17930
BD
Englewood Cliffs, NJ
May 3, 2005 - May 18, 2006
HARRISON SECURITIES, INC.·CRD# 14103
BD
Port Washington, NY
February 3, 2004 - March 11, 2004
VISION SECURITIES INC.·CRD# 35001
BD
Port Washington, NY
September 12, 2002 - September 26, 2002
MACARTHUR STRATEGIES, INC.·CRD# 20678
BD
Irvine, CA
June 10, 2002 - June 13, 2002
BERTRAM SAMUEL SECURITIES, LLC·CRD# 111183
BD
Bowling Green, KY
March 27, 2002 - June 3, 2002
J.P.R. CAPITAL CORP.·CRD# 38056
BD
Syosset, NY
July 31, 1999 - November 29, 2001
MONTROSE CAPITAL MANAGEMENT LTD.·CRD# 40799
BD
New York, NY
April 5, 1999 - July 23, 1999
STRATEGIC ASSETS INC.·CRD# 37590
BD
Melville, NY
June 19, 1998 - April 2, 1999
TAYLOR STUART FINANCIAL, INC.·CRD# 39025
BD
Great Neck, NY
December 19, 1997 - July 8, 1998
D.L. CROMWELL INVESTMENTS, INC.·CRD# 37730
BD
Boca Raton, FL
July 21, 1997 - December 12, 1997
MILLENNIUM SECURITIES CORP.·CRD# 31695
BD
New York, NY
April 3, 1997 - June 23, 1997
MORGAN GRANT CAPITAL CORP.·CRD# 28595
BD
Garden City, NY
October 17, 1996 - April 25, 1997
AMERICORP SECURITIES, INC.·CRD# 30405
BD
New York, NY
August 24, 1995 - May 17, 1996
ROYCE INVESTMENT GROUP, INC.·CRD# 10494
BD
Woodbury, NY
October 10, 1994 - August 24, 1995
DUKE & CO., INC.·CRD# 8035
BD
New York, NY
August 16, 1994 - October 24, 1994
STRATTON OAKMONT INC.·CRD# 18692
BD
Lake Success, NY
June 22, 1994 - August 17, 1994

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Current Firm

EF
EKN FINANCIAL SERVICES INC.

EHRENKRANTZ KING NUSSBAUM, INC. | EKN FINANCIAL SERVICES INC.

CRD#: 113525 / SEC#: 8-53346
BD
Cancelled by SEC on 11/20/2013

Contact Information

Established

Delaware since 01/16/2001

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MARGATE CAPITAL, INCPARENT COMPANY—
BORGNER, RICHARD REISSCHIEF COMPLIANCE OFFICER1104666
GIUGLIANO, THOMAS MICHAELDIRECTOR2804591
OTTIMO, ANTHONY SRCHAIRMAN & DIRECTOR2974369

Disclosures

Regulatory Event

18

Arbitration

10

Judgment/Lien

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1994About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2001

Series 7 — General Securities Representative Examination

Passed Jun 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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