Robert L. Leahy
Professional summary
Robert Lawrence Leahy, who also goes by Bob Leahy, is a registered financial professional currently at STERLING CAPITAL DISTRIBUTORS, LLC located in Inverness, Illinois.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Lawrence Leahy's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 11, 2024 - Present
STERLING CAPITAL DISTRIBUTORS, LLC
February 12, 2019 - December 31, 2024
FORESIDE FUND SERVICES, LLC
June 27, 2018 - December 31, 2018
LAKE PARTNERS,INC.
July 8, 2016 - May 10, 2018
AMG DISTRIBUTORS, INC.
January 10, 2007 - July 1, 2016
FORESIDE FUNDS DISTRIBUTORS LLC
April 26, 2004 - December 31, 2006
STERLING CAPITAL DISTRIBUTORS, LLC
November 22, 2003 - January 2, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 15, 2003 - January 2, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 25, 1994 - October 7, 2003
NATIXIS DISTRIBUTION, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2025)
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Exams
FINRA
Current Firm
STERLING CAPITAL DISTRIBUTORS, LLC
CRD#: 103934 / SEC#: , 8-52396
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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