Barbara J. Maclean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Joan Maclean was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1994. Barbara had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2010 - April 24, 2017
VOYA FINANCIAL PARTNERS, LLC
February 27, 2007 - May 18, 2010
ING INVESTMENT MANAGEMENT SERVICES LLC
January 1, 2004 - January 11, 2007
CETERA ADVISORS LLC
December 18, 1997 - January 1, 2004
VESTAX SECURITIES CORPORATION
March 9, 1994 - June 1, 1994
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
