Jean M. Merriman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jean M Merriman, who also goes by Jean Marie Marquart, Jean Marie Merriman, was a registered financial professional .
Jean is a previously registered financial professional and started their career in finance in 1994. Jean had worked at 20 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2019 - September 21, 2022
TIMBREL CAPITAL, LLC
August 11, 2017 - December 31, 2024
THE STRATEGIC FINANCIAL ALLIANCE, INC.
July 28, 2017 - December 31, 2024
THE STRATEGIC FINANCIAL ALLIANCE, INC.
October 3, 2016 - November 3, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 26, 2016 - November 3, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
February 3, 2015 - September 10, 2015
SUMMIT BROKERAGE SERVICES, INC.
February 3, 2015 - September 10, 2015
LEGEND EQUITIES CORPORATION
February 3, 2015 - September 10, 2015
INVESTORS CAPITAL CORP.
February 3, 2015 - September 10, 2015
CETERA INVESTMENT SERVICES LLC
February 3, 2015 - September 10, 2015
CETERA FINANCIAL SPECIALISTS LLC
February 3, 2015 - September 10, 2015
CETERA ADVISORS LLC
February 3, 2015 - September 10, 2015
CETERA WEALTH SERVICES, LLC
August 19, 2008 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
May 30, 2008 - September 2, 2015
FIRST ALLIED SECURITIES, INC.
January 1, 2007 - September 4, 2015
FIRST ALLIED ADVISORY SERVICES, INC.
September 8, 2006 - January 1, 2007
FFP ADVISORY SERVICES INC
April 21, 2005 - May 30, 2008
FFP SECURITIES, INC.
November 11, 2004 - April 15, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 20, 2002 - November 3, 2004
FFP SECURITIES, INC.
February 14, 2001 - May 3, 2001
THE ADVISORS GROUP, INC.
March 29, 1999 - March 13, 2001
BIRCHTREE FINANCIAL SERVICES LLC
April 29, 1997 - September 2, 1998
INSIGHT SECURITIES & TRADING, INC.
May 21, 1996 - May 8, 1997
BLOCK TRADING INC.
November 3, 1995 - April 30, 1996
CETERA WEALTH SERVICES, LLC
September 13, 1994 - January 29, 1996
SWBC INVESTMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
TIMBREL CAPITAL, LLC
CRD#: 298131 / SEC#: , 8-70178
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
