Anthony Mediate

Some features on this profile are disabled

CRD#: 2449614

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Mediate, who also goes by Anthony Mediate III, was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1994. Anthony had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Anthony Mediate Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 6, 2015 - December 2, 2016

LEGEND SECURITIES, INC.

CRD#: 44952

Staten Island, NY

Past

November 19, 2012 - July 15, 2015

NATIONAL SECURITIES CORPORATION

CRD#: 7569

RED BANK, NJ

Past

December 21, 2011 - November 20, 2012

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

RED BANK, NJ

Past

January 19, 2011 - December 19, 2011

NATIONAL SECURITIES CORPORATION

CRD#: 7569

TINTON FALLS, NJ

Past

October 23, 2007 - January 19, 2011

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

RED BANK, NJ

Past

January 8, 2007 - November 21, 2007

CARLTON CAPITAL INC.

CRD#: 42533

NEW YORK, NY

Past

December 7, 2005 - January 4, 2007

REID & RUDIGER LLC

CRD#: 47263

NEW YORK, NY

Past

January 24, 2005 - December 7, 2005

MERCER CAPITAL LTD.

CRD#: 104012

NEW YORK, NY

Past

February 26, 2002 - January 21, 2005

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

January 9, 2001 - March 7, 2002

CANTONE RESEARCH INC.

CRD#: 26314

EATONTOWN, NJ

Past

December 24, 1998 - January 9, 2001

LCP CAPITAL CORP.

CRD#: 14469

STATEN ISLAND, NY

Past

June 30, 1998 - January 20, 1999

SHAMROCK PARTNERS, LTD

CRD#: 23955

MEDIA, PA

Past

January 22, 1997 - July 8, 1998

J.W. BARCLAY & CO., INC.

CRD#: 23350

WOODBRIDGE, NJ

Past

February 13, 1995 - January 29, 1997

NICHOLS, SAFINA, LERNER & CO. INC.

CRD#: 35476

NEW YORK, NY

Past

October 5, 1994 - October 19, 1994

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/2/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/4/1994

General Securities Representative Examination

Current Firm

LEGEND SECURITIES, INC.

LEGEND SECURITIES, INC. | SPC SECURITIES, INC. | MARLIN TRADING, INC.

CRD#: 44952 / SEC#: , 8-50886

Postponed Effective by SEC on 01/19/2017

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Mailing Address

Phone number

Established

New York since 01/29/1998

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
STOCKTRADE NETWORK, INC.	SHARE OWNER

Disclosures

Regulatory Event	22
Arbitration	14

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Anthony Mediate

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NATIONAL SECURITIES CORPORATION

NEWBRIDGE SECURITIES CORPORATION

NATIONAL SECURITIES CORPORATION

J.P. TURNER & COMPANY, L.L.C.

CARLTON CAPITAL INC.

REID & RUDIGER LLC

MERCER CAPITAL LTD.

NATIONAL SECURITIES CORPORATION

CANTONE RESEARCH INC.

LCP CAPITAL CORP.

SHAMROCK PARTNERS, LTD

J.W. BARCLAY & CO., INC.

NICHOLS, SAFINA, LERNER & CO. INC.

GRUNTAL & CO., L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/12/1994

SIE

Date: 12/2/2016

Series 7

Date: 10/4/1994

Current Firm

LEGEND SECURITIES, INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LEGEND SECURITIES, INC.

TRUST BUT VERIFY

Similar Advisors