Thomas N. Siomades
Professional summary
Thomas Nmi Siomades, who also goes by Thomas Nmi Siomades, is a registered financial professional currently at AE FINANCIAL SERVICES, LLC located in Lenexa, Kansas.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1994. Thomas has worked at 5 firms and has passed the Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Nmi Siomades's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2019 - Present
AE FINANCIAL SERVICES, LLC
Office #1: 8801 Renner Blvd., Lenexa, KS 66219-9717Office #2: 2950 Sw Mcclure Rd Ste B, Topeka, KS 66614March 20, 2012 - May 14, 2012
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
March 20, 2012 - December 6, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
March 20, 2012 - August 11, 2017
HARTFORD FUNDS DISTRIBUTORS, LLC
March 10, 1994 - October 7, 1998
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
AE FINANCIAL SERVICES, LLC
CRD#: 298608 / SEC#: , 8-70214
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AE FS HOLDINGS, LLC | OWNER | |
| CALLANAN, DAVID JAMES | CHIEF EXECUTIVE OFFICER | 4237166 |
| GOCHENOUR, JOLENE KAY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 6728358 |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHOLZ, SHAWN | PRESIDENT | 2891167 |
| WOLFE, DAVID ROBB | GENERAL COUNSEL AND SECRETARY | 6603373 |
Red Flags
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Company Information
AE FINANCIAL SERVICES, LLC
CRD#: 298608Lenexa, KS 66219-9717TRUST BUT VERIFY
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