Derek R. Mccown
Professional summary
Derek Robert Mccown was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Derek is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Derek had worked at 3 firms, which includes ANDERSON & STRUDWICK INCORPORATED, A&S CAPITAL ADVISORS INC., SCOTT & STRINGFELLOW INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2005 - May 3, 2005
ANDERSON & STRUDWICK, INCORPORATED
May 17, 1999 - April 4, 2005
A&S CAPITAL ADVISORS, INC.
March 23, 1999 - May 3, 2005
ANDERSON & STRUDWICK, INCORPORATED
May 12, 1994 - March 23, 1999
SCOTT & STRINGFELLOW, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ANDERSON & STRUDWICK, INCORPORATED
CRD#: 48 / SEC#: , 8-18206
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 2 |
Red Flags
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