Kevin P. Farrell

FARRELL FINANCIAL

Thousand Oaks, CA 91360

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CRD#: 2449465

Professional summary

Kevin Paul Farrell, CFP® is a registered financial advisor currently at FARRELL FINANCIAL INC located in Thousand Oaks, California.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Kevin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FARRELL FINANCIAL INC. REGISTERED INVESTMENT ADVISOR. IT IS AN S-CORP WHICH I OWN 100%. WE DO COMPREHENSIVE FINANCIAL PLANNING. IT IS ABOUT 50% OF MY TIME. Individual Insurance License # OB27705 - Life, Disability, Variable Annuity and LTC .. Approx. 50 hours per month of insurance business and conducts business at: 100 East Thousand Okas Blvd.; Suite 188; Thousand Oaks, CA 91360

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Paul Farrell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

March 12, 2001 - Present

FARRELL FINANCIAL INC

Office #1: 100 East Thousand Oaks Blvd. Suite 188, Thousand Oaks, CA 91360

RIA

CRD#: 134388

Thousand Oaks, CA

Past

August 20, 2009 - July 15, 2022

NPB FINANCIAL GROUP, LLC

RIA

CRD#: 137743

THOUSAND OAKS, CA

Past

August 19, 2009 - July 15, 2022

NPB FINANCIAL GROUP, LLC

CRD#: 137743

THOUSAND OAKS, CA

Past

January 12, 2007 - August 21, 2009

ASSOCIATED SECURITIES CORP.

RIA

CRD#: 12969

WESTLAKE VILLAGE, CA

Past

January 12, 2007 - August 21, 2009

ASSOCIATED SECURITIES CORP.

CRD#: 12969

WESTLAKE VILLAGE, CA

Past

March 27, 2001 - January 9, 2007

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

WESTLAKE VILLAGE, CA

Past

February 16, 1994 - January 9, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

WESTLAKE VILLAGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/12/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/2/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/7/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/15/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/3/2007

Investment Company Products/Variable Contracts Principal Examination

Current Firm

FARRELL FINANCIAL INC

FARRELL FINANCIAL INC | PALACHEFARRELL | FARRELL FINANCIAL, INC.

CRD#: 134388 / SEC#:

California

Registered Investment Advisory firm - (3/12/2001 Approved)

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Contact information

Main Address

100 East Thousand Oaks Blvd. Suite 188, Thousand Oaks, CA 91360

Mailing Address

Phone number

(818) 874-4005

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	228
AUM (Assets Under Management)	$ 54,334,849

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin P. Farrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Paul Farrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

NPB FINANCIAL GROUP, LLC

NPB FINANCIAL GROUP, LLC

ASSOCIATED SECURITIES CORP.

ASSOCIATED SECURITIES CORP.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/2/2000

Series 63

Date: 3/7/1994

SIE

Date: 10/1/2018

Series 6

Date: 2/15/1994

Series 26

Date: 7/3/2007

Current Firm

FARRELL FINANCIAL INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FARRELL FINANCIAL INC

TRUST BUT VERIFY

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