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PH

Peter Frederick Hibbard

CRD# 244931·Registered 1972 - 1989
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Frederick Hibbard, who also goes by Pete Hibbard, Peter F Hibbard, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1972 - 1989. Peter had worked at 6 firms and has passed the Series 63, Series 1, Series 24, Series 39 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Pete Hibbard, Peter F Hibbard

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

54 years in the financial services industry

Current & Past Employments

CAREY JAMISON & COMPANY·CRD# 14129
BD
November 1, 1988 - April 25, 1989
HIBBARD BROWN & CO., INC.·CRD# 18246
BD
August 11, 1986 - February 11, 1989
1717 CAPITAL MANAGEMENT COMPANY·CRD# 4082
BD
January 14, 1986 - July 30, 1986
GROVE POINT INVESTMENTS, LLC·CRD# 1763
BD
December 18, 1980 - June 19, 1986
MONY SECURITIES CORPORATION·CRD# 4386
BD
October 12, 1972 - February 6, 1981
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK·CRD# 2873
BD
October 12, 1972 - April 29, 1987

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Current Firm

CJ
CAREY JAMISON & COMPANY

CAREY JAMISON & COMPANY | SWAN SECURITIES INC.

CRD#: 14129 / SEC#: 8-30244
BD
Expelled by FINRA on 06/27/1991

Contact Information

Established

New Jersey since 08/04/1983

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1984About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Oct 1972

Series 24 — General Securities Principal Examination

Passed Jan 1984About the Series 24 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Jun 1982About the Series 39 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jan 1981About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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