Michael P. Donlon

CHICKASAW SECURITIES

Memphis, TN 38119

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CRD#: 2449190

Professional summary

Michael Patrick Donlon is a registered financial professional currently at CHICKASAW SECURITIES, LLC located in Memphis, Tennessee.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 55 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Donlon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2016 - Present

CHICKASAW SECURITIES, LLC

Office #1: 6075 Poplar Avenue, Suite 720, Memphis, TN 38119

CRD#: 128711

Memphis, TN

Past

June 29, 2015 - August 11, 2016

LICCAR SECURITIES, LLC

CRD#: 151034

CHICAGO, IL

Past

March 18, 2004 - September 16, 2005

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

MEMPHIS, TN

Past

September 18, 1995 - September 16, 2005

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

February 3, 1994 - June 9, 1995

NBC CAPITAL MARKETS GROUP, INC.

CRD#: 18229

MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/10/2016)

Arizona
(8/10/2016)

California
(8/10/2016)

Connecticut
(8/10/2016)

Florida
(8/10/2016)

Georgia
(8/10/2016)

Hawaii
(1/3/2023)

Illinois
(8/10/2016)

Louisiana
(8/10/2016)

Maryland
(8/10/2016)

Massachusetts
(8/10/2016)

Mississippi
(8/10/2016)

New Jersey
(1/3/2023)

New York
(8/10/2016)

North Carolina
(8/10/2016)

Tennessee
(1/17/2017)

Texas
(8/10/2016)

Virginia
(8/10/2016)

Exams

State Security Law Exam

Series 63

Date: 9/1/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/29/2015

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 3/18/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 7/10/1999

Limited Representative-Equity Trader Exam

SRO Registrations

FINRA

Current Firm

CHICKASAW SECURITIES, LLC

CRD#: 128711 / SEC#: , 8-66173

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

6075 Poplar Avenue, Suite 720, Memphis, TN 38119

Mailing Address

6075 Poplar Avenue, Suite 720, Memphis, TN 38119

Phone number

(901) 537-1866

Established

Delaware since 09/08/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CHICKASAW CAPITAL MANAGEMENT, LLC	MEMBER
GAMMILL, JEFFREY LEE	CHIEF COMPLIANCE OFFICER
MAVAR, GEOFFREY PAUL	SECRETARY, REGISTERED PRINCIPAL	2102387
MEAD, MATTHEW GREGORY	PRES., CHIEF MANAGER, ROSFP, MUNI PRINCIPAL, REG. PRINC.	2285614
THREADGILL, WILLIAM J	PRIN FINANCIAL OFF, PRIN OPS OFF, FINOP	6665904

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Michael P. Donlon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Donlon's CRS (Customer Relationship Summary).

Certified licenses

Experience

LICCAR SECURITIES, LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

NBC CAPITAL MARKETS GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/1/2015

SIE

Date: 10/1/2018

Series 7

Date: 6/29/2015

Series 3

Date: 3/18/2011

Series 55

Date: 7/10/1999

FINRA

Current Firm

CHICKASAW SECURITIES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CHICKASAW SECURITIES, LLC

TRUST BUT VERIFY

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