Pleshetta J. Loftin

PLANROCK WEALTH STRATEGIES

FRANKLIN, TN 37067

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CRD#: 2449085

Professional summary

Pleshetta Juanita Loftin, who also goes by Pj Loftin, is a registered financial advisor currently at PLANROCK WEALTH STRATEGIES, LLC located in Franklin, Tennessee.

Pleshetta is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Pleshetta has worked at 8 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pj Loftin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Persistent Capital Partners - Consultant and Insurance - 2069 Sherbrooke LN, Nashville, TN 37211 - Business & Compliance Consulting - Start Date: 2/15/2015 as Crown Prospective - business 30-40%, 40 Hours month / 40 hours month during securities trading hours. Duties: Assist business with growth and compliance issues. This includes reviews of employees. Review the firm agreements and such edits as well and assist with the creation of firm agreements. Wildflower Investments LLC Address: 2069 Sherbrooke Ln, Nashville TN 37211; Nature of Business: Purchase and short-term rental of vacation property; Percent time devoted: on average ~1%/month; Number of hours per month devoted: 5-7 hrs/month; Number of hours per month during trading hours devoted: .5-1 hr; Start Date: September 2020; Investment Related: No;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pleshetta Juanita Loftin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2025 - Present

PLANROCK WEALTH STRATEGIES, LLC

Office #1: 6700 Tower Circle Suite 330, Franklin, TN 37067

RIA

CRD#: 304803

FRANKLIN, TN

Past

December 26, 2016 - August 8, 2017

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

NASHVILLE, TN

Past

December 16, 2016 - August 8, 2017

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Nashville, TN

Past

January 25, 2013 - May 11, 2015

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

RIA

CRD#: 125568

BRENTWOOD, TN

Past

July 2, 2012 - August 31, 2015

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

November 16, 2007 - December 23, 2011

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

HOUSTON, TX

Past

October 15, 2007 - November 2, 2007

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

HOUSTON, TX

Past

September 26, 2007 - January 31, 2012

FSC SECURITIES CORPORATION

CRD#: 7461

HOUSTON, TX

Past

April 27, 1994 - September 2, 1997

THE VARIABLE ANNUITY MARKETING COMPANY

CRD#: 5081

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLANROCK WEALTH STRATEGIES, LLC

CRD#: 304803 / SEC#: 801-118167

RIA

Registered Investment Advisory firm - (5/13/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(4/28/2025)

IAR

Texas
(4/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/24/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/18/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/19/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/8/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/25/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/2/2008

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/20/2007

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 7/25/1994

Investment Company Products/Variable Contracts Principal Examination

Current Firm

PLANROCK WEALTH STRATEGIES, LLC

CRD#: 304803 / SEC#: 801-118167

RIA

Registered Investment Advisory firm - (5/13/2020 Approved)

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Contact information

Main Address

6700 Tower Circle Suite 330, Franklin, TN 37067

Mailing Address

Phone number

(800) 677-6025

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PLANROCK ADV2B - THE MOORE TEAM (3/31/2025)

PLANROCK WEALTH STRATEGIES (3/31/2025)

PLANROCK ADV2B - OFFICERS (3/31/2025)

Regulatory assets under management

Total Number of Accounts	115
AUM (Assets Under Management)	$ 64,408,983

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Pleshetta J. Loftin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pleshetta Juanita Loftin's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

ALLSTATE FINANCIAL ADVISORS, LLC

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

PNC MANAGED ACCOUNT SOLUTIONS, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

THE VARIABLE ANNUITY MARKETING COMPANY

Primary Firm SEC Registration

PLANROCK WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/24/2025

Series 66

Date: 1/18/2025

Series 63

Date: 9/19/1994

SIE

Date: 8/8/2017

Series 7

Date: 9/24/2007

Series 6

Date: 4/25/1994

Series 53

Date: 5/2/2008

Series 24

Date: 12/20/2007

Series 26

Date: 7/25/1994

Current Firm

PLANROCK WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLANROCK WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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