Christopher C. Jansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Carl Jansen, who also goes by Chris Jansen, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1994. Christopher had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2017 - January 30, 2018
NEWBRIDGE SECURITIES CORPORATION
October 15, 2015 - January 13, 2017
INVEST FINANCIAL CORPORATION
July 10, 2013 - October 15, 2015
ESSEX NATIONAL SECURITIES, LLC
March 14, 2013 - July 24, 2013
REGAL SECURITIES, INC.
April 1, 2011 - November 17, 2011
PNC WEALTH MANAGEMENT LLC
September 18, 2007 - July 17, 2009
GARDEN STATE SECURITIES, INC.
January 3, 2003 - September 20, 2007
PTI SECURITIES & FUTURES L. P.
June 8, 2001 - December 31, 2002
OPTIONSXPRESS, INC.
March 3, 1999 - April 17, 2001
WALL STREET FINANCIAL GROUP, INC.
February 8, 1999 - March 3, 1999
SECURITIES SERVICE NETWORK, LLC
January 13, 1998 - January 7, 1999
EMMETT A LARKIN COMPANY, INC.
October 31, 1996 - January 6, 1998
MEYERS POLLOCK ROBBINS, INC.
October 28, 1994 - November 7, 1996
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
