Kyle P. George
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Prasad George, who also goes by Kelayil Prasad George, was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 1994. Kyle had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2020 - April 23, 2024
CENTAURUS FINANCIAL, INC.
October 31, 2006 - January 9, 2019
NEXT FINANCIAL GROUP, INC.
October 31, 2006 - January 9, 2019
NEXT FINANCIAL GROUP, INC.
November 2, 1999 - October 30, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
October 11, 1999 - July 3, 2006
IDS LIFE INSURANCE COMPANY
October 11, 1999 - October 30, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
October 19, 1998 - September 14, 1999
J.P. TURNER & COMPANY, L.L.C.
September 29, 1998 - October 15, 1998
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 19, 1996 - October 1, 1998
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 3, 1995 - August 26, 1996
INSTITUTIONAL EQUITY CORPORATION
December 23, 1994 - January 16, 1995
RICKEL & ASSOCIATES, INC.
April 25, 1994 - December 23, 1994
SOUTH RICHMOND SECURITIES, INC.
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
