Michael G. Poliak
Professional summary
Michael Gregory Poliak was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Michael had worked at 5 firms, which includes RUSSO SECURITIES INC., THE CAMELOT GROUP INC., RICKEL & ASSOCIATES INC., A. R. BARON & CO. INC., CARTWRIGHT AND WALKER SECURITIES INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 1996 - December 13, 1996
RUSSO SECURITIES INC.
February 29, 1996 - July 15, 1996
THE CAMELOT GROUP, INC.
February 28, 1996 - July 15, 1996
THE CAMELOT GROUP, INC.
February 6, 1996 - February 28, 1996
RICKEL & ASSOCIATES, INC.
September 22, 1995 - January 16, 1996
A. R. BARON & CO., INC.
June 14, 1994 - January 27, 1995
CARTWRIGHT AND WALKER SECURITIES, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
RUSSO SECURITIES INC.
CRD#: 14425 / SEC#: , 8-24052
Contact information
Documents
Disclosures
| Regulatory Event | 20 |
| Civil Event | 1 |
| Arbitration | 9 |
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