Joseph Wald
Professional summary
Joseph Wald was a registered financial professional .
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1994. Joseph had worked at 10 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2025 - Present
Office #1: 875 Washington Street 4th Floor, New York, NY, 10014
April 14, 2020 - May 9, 2024
BMO CAPITAL MARKETS CORP.
May 9, 2014 - May 9, 2024
CLEARPOOL EXECUTION SERVICES, LLC
December 5, 2013 - May 5, 2014
GAIN SECURITIES
January 3, 2011 - September 20, 2012
VIRTU AMERICAS LLC
March 11, 2009 - December 31, 2010
KNIGHT CAPITAL MARKETS LLC
January 29, 2009 - September 20, 2012
KNIGHT CAPITAL AMERICAS, L.P.
March 17, 2008 - January 3, 2011
KNIGHT DIRECT LLC
April 30, 1997 - March 20, 2009
EDGETRADE LLC
May 6, 1994 - July 5, 1995
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current firm
No current employment
Red Flags
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