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Chanse Keith Menendez Sr

CRD# 2448467·Registered 1994 - 2009
Barred: Chanse Keith Menendez SR was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Chanse Keith Menendez SR, who also goes by Chanse Keith Menendez, Keith Menendez, Chanse Keith Nenendez Sr, was a registered financial advisor. Chanse was a previously registered financial professional and started their career in finance 1994 - 2009. Chanse had worked at 12 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chanse Keith Menendez, Keith Menendez, Chanse Keith Nenendez Sr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

ITRADEDIRECT.COM CORP·CRD# 18281
BD
Selden, NY
June 5, 2008 - April 24, 2009
THINKEQUITY LLC·CRD# 20996
BD
New York, NY
September 11, 2007 - June 4, 2008
WESTPARK CAPITAL, INC.·CRD# 39914
BD
Islandia, NY
March 1, 2006 - September 14, 2007
SALOMON GREY FINANCIAL CORPORATION·CRD# 43413
BD
Dallas, TX
March 18, 2005 - March 1, 2006
LH ROSS & COMPANY, INC.·CRD# 37920
BD
Boca Raton, FL
August 22, 2003 - March 17, 2005
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
December 3, 2001 - August 26, 2003
GLOBAL CAPITAL SECURITIES CORPORATION·CRD# 16184
BD
Englewood, CO
June 21, 2000 - October 30, 2001
TASIN & COMPANY, INC.·CRD# 30709
BD
Hauppauge, NY
April 10, 1997 - July 19, 2000
PRESTON LANGLEY ASSET MANAGEMENT, INC.·CRD# 35733
BD
New York, NY
September 19, 1996 - May 13, 1997
SEABOARD SECURITIES, INC.·CRD# 755
BD
Florham Park, NJ
April 25, 1995 - September 20, 1996
FIRST ASSET MANAGEMENT, INC.·CRD# 17341
BD
Garden City, NY
April 5, 1994 - March 21, 1995
LADENBURG CAPITAL MANAGEMENT INC.·CRD# 14623
BD
Bethpage, NY
March 3, 1994 - April 4, 1994

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Current Firm

IC
ITRADEDIRECT.COM CORP

ERIC D. ARLT | SALEM SECURITIES CORPORATION | ITRADEDIRECT.COM CORPRORATION | ITRADEDIRECT.COM CORPORATION | ITRADEDIRECT.COM CORP. | ITRADEDIRECT.COM CORP | ITRADE DIRECT.COM CORPORATION | ITRADE DIRECT.COM

CRD#: 18281 / SEC#: 8-36398
BD
Terminated by SEC on 07/27/2010

Contact Information

Established

North Carolina since 07/07/1986

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
ITRADENOW.COMCORP.OWNER—
ARLT, ERIC DAVIDPRESIDENT / CEO / CCO2306499
NOVACK, RICHARD CLARENCEFINOP1041888

Disclosures

Regulatory Event

13

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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