Michael E. Hepworth

HEPWORTH EQUITY PARTNERS

Wolfeboro, NH 03894

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CRD#: 2448444

Professional summary

Michael E Hepworth is a registered financial advisor currently at HEPWORTH EQUITY PARTNERS, LLC located in Wolfeboro, New Hampshire.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Michael has worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael E Hepworth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2012 - Present

HEPWORTH EQUITY PARTNERS, LLC

Office #1: 39 Harbor Way, No.18, Wolfeboro, NH 03894

RIA

CRD#: 145774

Wolfeboro, NH

Past

July 7, 2000 - January 7, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 24, 1995 - July 10, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 22, 1994 - April 4, 1995

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

April 20, 1994 - May 11, 1994

J. GREGORY & COMPANY, INC.

CRD#: 14892

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HEPWORTH EQUITY PARTNERS, LLC

CRD#: 145774 / SEC#: 801-131607

RIA

Registered Investment Advisory firm - (2/6/2025 Approved)

Massachusetts

Registered Investment Advisory firm - (2/11/2025 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/18/2025 Terminated)

New Jersey

Registered Investment Advisory firm - (2/18/2025 Terminated)

New York

Registered Investment Advisory firm - (2/11/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/2/2012)

IAR

New Hampshire
(6/27/2012)

IAR

New Jersey
(6/27/2012)

IAR

New York
(5/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/26/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/8/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 5/4/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/19/1994

General Securities Representative Examination

Current Firm

HEPWORTH EQUITY PARTNERS, LLC

CRD#: 145774 / SEC#: 801-131607

RIA

Registered Investment Advisory firm - (2/6/2025 Approved)

Massachusetts

Registered Investment Advisory firm - (2/11/2025 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/18/2025 Terminated)

New Jersey

Registered Investment Advisory firm - (2/18/2025 Terminated)

New York

Registered Investment Advisory firm - (2/11/2025 Terminated)

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Contact information

Main Address

39 Harbor Way, No.18, Wolfeboro, NH 03894

Mailing Address

39 Harbor Way, No.18 P.o. Box 329, Wolfeboro, NH 03894-0329

Phone number

(603) 819-5323

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HEPWORTH EQUITY PARTNERS WRAP FEE PROGRAM BROCHURE & ADV PART 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts	391
AUM (Assets Under Management)	$ 120,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael E. Hepworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael E Hepworth's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

J. GREGORY & COMPANY, INC.

Primary Firm SEC Registration

HEPWORTH EQUITY PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/26/2012

Series 63

Date: 4/8/1994

Series 31

Date: 5/4/1995

Series 7

Date: 4/19/1994

Current Firm

HEPWORTH EQUITY PARTNERS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HEPWORTH EQUITY PARTNERS, LLC

TRUST BUT VERIFY

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