Peter A. Brearley

FINANCIAL ADVISORS OF VIRGINIA

Midlothian, VA 23114

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CRD#: 2448423

Professional summary

Peter Andrew Brearley, CFP® is a registered financial advisor currently at FINANCIAL ADVISORS OF VIRGINIA located in Midlothian, Virginia and OSAIC WEALTH, INC. located in Midlothiam, Virginia.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Peter has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FINANCIAL ADVISORS OF VIRGINIA POSITION: Owner NATURE: I am a IAR for Financial Advisors of Virginia LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 75 START DATE: 09/19/1998 ADDRESS: 13431 Mitford Drive, Midlothian VA 23114, United States DESCRIPTION: Providing investment advisory services PETER BREARLEY POSITION: owner NATURE: Selling health, long term care, and life insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/25/1993 ADDRESS: 13431 Mitford Drive, Midlothian VA 23114, United States DESCRIPTION: Selling health, long term care, and life insurance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Andrew Brearley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

November 12, 1998 - Present

FINANCIAL ADVISORS OF VIRGINIA

Office #1: 13431 Mitford Drive, Midlothian, VA 23114

RIA

CRD#: 118869

Midlothian, VA

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

RIA

CRD#: 23131

Midlothiam, VA

Past

September 18, 2020 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

Midlothiam, VA

Past

July 27, 1998 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

Midlothiam, VA

Past

September 9, 1994 - July 29, 1998

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/14/2024)

California
(6/14/2024)

Florida
(6/14/2024)

Georgia
(6/14/2024)

Illinois
(6/14/2024)

Maryland
(6/14/2024)

New York
(10/15/2024)

North Carolina
(6/14/2024)

Oklahoma
(6/14/2024)

Pennsylvania
(6/14/2024)

Texas
(10/15/2024)

IAR

Virginia
(11/12/1998)

Virginia
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/30/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/8/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/20/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FINANCIAL ADVISORS OF VIRGINIA

FINANCIAL ADVISORS OF VIRGINIA | FINANCIAL ADVISORS OF VIRGINIA LLC

CRD#: 118869 / SEC#:

Virginia

Registered Investment Advisory firm - (2/4/1998 Approved)

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Contact information

Main Address

Midlothian, VA

Mailing Address

Phone number

(804) 320-9780

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	63
AUM (Assets Under Management)	$ 48,363,390

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Peter A. Brearley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Andrew Brearley's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

SECURITIES SERVICE NETWORK, LLC

SECURITIES AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/1994

Series 63

Date: 9/30/1994

SIE

Date: 10/1/2018

Series 7

Date: 9/8/1994

Series 24

Date: 10/20/1994

FINRA

Current Firm

FINANCIAL ADVISORS OF VIRGINIA

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL ADVISORS OF VIRGINIA

TRUST BUT VERIFY

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