Jonathan I. Koerner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Irving Koerner, who also goes by Jonathan Koerner, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1994. Jonathan had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2012 - November 13, 2013
BEDROK SECURITIES LLC
November 23, 2004 - April 29, 2008
BARCLAYS CAPITAL INC.
March 26, 2001 - December 6, 2004
CITIGROUP GLOBAL MARKETS INC.
March 16, 1999 - April 24, 2000
DEUTSCHE BANK SECURITIES INC.
December 18, 1998 - April 1, 1999
CITIGROUP GLOBAL MARKETS INC.
February 17, 1994 - December 18, 1998
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEDROK SECURITIES LLC
CRD#: 13134 / SEC#: , 8-28666
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
