Eduardo A. Moran

ATHENE SECURITIES

West Des Moines, IA 50266

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CRD#: 2447983

Professional summary

Eduardo Antonio Moran, who also goes by Ed Moran, Eduardo Antonio Moran Jr, Eduardo Antonio Moran, Eduardo Moran, is a registered financial professional currently at ATHENE SECURITIES, LLC located in West Des Moines, Iowa.

Eduardo is registered as a RR (Registered Representative) and started their career in finance in 1994. Eduardo has worked at 15 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ed Moran | Eduardo Antonio Moran Jr | Eduardo Antonio Moran | Eduardo Moran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eduardo Antonio Moran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2023 - Present

ATHENE SECURITIES, LLC

Office #1: 7700 Mills Civic Parkway, West Des Moines, IA 50266

CRD#: 36867

West Des Moines, IA

Past

January 27, 2023 - June 12, 2023

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

September 30, 2013 - December 21, 2021

SYMETRA SECURITIES, INC.

CRD#: 739

BELLEVUE, WA

Past

February 19, 2013 - October 2, 2013

SIGNATOR FINANCIAL SERVICES, INC.

RIA

CRD#: 19061

BELLEVUE, WA

Past

February 19, 2013 - September 30, 2013

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BELLEVUE, WA

Past

July 19, 2012 - February 8, 2013

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

CORAL GABLES, FL

Past

June 5, 2012 - February 7, 2013

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

CORAL GABLES, FL

Past

July 17, 2009 - April 26, 2012

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

February 5, 2004 - December 2, 2008

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

August 26, 2002 - January 7, 2004

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

June 4, 1997 - July 24, 2002

FIRST TRUST PORTFOLIOS L.P.

CRD#: 28519

WHEATON, IL

Past

August 6, 1996 - May 5, 1997

OCC DISTRIBUTORS LLC

CRD#: 18541

NEW YORK, NY

Past

January 11, 1996 - May 28, 1996

GRIFFIN FINANCIAL SERVICES

CRD#: 10823

Past

November 15, 1995 - February 21, 1996

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

September 12, 1995 - November 3, 1995

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 9, 1995 - August 21, 1995

DETWILER FENTON WEALTH MANAGEMENT INC

CRD#: 16063

BOSTON, MA

Past

February 18, 1994 - February 27, 1995

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Iowa
(7/3/2023)

Exams

State Security Law Exam

IAR

Series 66

Date: 6/22/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/7/1994

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/17/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/1/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ATHENE SECURITIES, LLC

CRD#: 36867 / SEC#: , 8-47499

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

7700 Mills Civic Parkway, West Des Moines, IA 50266

Mailing Address

7700 Mills Civic Parkway, West Des Moines, IA 50266

Phone number

(515) 342-4616

Established

Indiana since 04/21/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ATHENE USA CORPORATION	ATHENE SECURITIES, LLC
BATTERSON, CHAD M	PRESIDENT, COO, FINOP	4880009
BURTON, SHEILA SUE	CHIEF COMPLIANCE OFFICER
GEYELIN, ANTONY LAUSSAT III	VICE PRESIDENT	4605388
HUNT, ANGELA JEAN	COMPLIANCE OFFICER	7192588

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eduardo A. Moran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eduardo Antonio Moran's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

SYMETRA SECURITIES, INC.

SIGNATOR FINANCIAL SERVICES, INC.

SIGNATOR FINANCIAL SERVICES, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

TRANSAMERICA CAPITAL, LLC

JOHN HANCOCK DISTRIBUTORS LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

FIRST TRUST PORTFOLIOS L.P.

OCC DISTRIBUTORS LLC

GRIFFIN FINANCIAL SERVICES

ESSEX NATIONAL SECURITIES, LLC

MORGAN STANLEY DW INC.

DETWILER FENTON WEALTH MANAGEMENT INC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/22/2012

Series 63

Date: 2/28/1994

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 3/7/1994

Series 7

Date: 2/17/1994

Series 24

Date: 5/1/2000

FINRA

Current Firm

ATHENE SECURITIES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ATHENE SECURITIES, LLC

TRUST BUT VERIFY

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