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HU

Hugh A. Uhalt

KG&L CAPITAL MANAGEMENT
New Orleans, LA 70112
Some features on this profile are disabled
CRD#: 2447882
HU

Professional summary

Hugh Ames Uhalt JR, who also goes by Hugh Ames Uhalt, is a registered financial advisor currently at KG&L CAPITAL MANAGEMENT, LLC located in New Orleans, Louisiana and CANE CAPITAL PARTNERS, LLC located in Aspen, Colorado.

Hugh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Hugh has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Hugh Ames Uhalt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Partner/Owner in Real Estate Management Firm

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hugh Ames Uhalt JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 13, 2018 - Present

KG&L CAPITAL MANAGEMENT, LLC

Office #1: 935 Gravier Street Suite 1800, New Orleans, LA 70112
RIA
CRD#: 164500
New Orleans, LA
Current

September 2, 2025 - Present

CANE CAPITAL PARTNERS, LLC

RIA
CRD#: 337468
Aspen, CO
Past

June 19, 2017 - October 30, 2017

KG&L CAPITAL MANAGEMENT, LLC

RIA
CRD#: 164500
New Orleans, LA
Past

July 25, 2002 - June 24, 2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
NEW ORLEANS, LA
Past

November 9, 2001 - June 24, 2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
NEW ORLEANS, LA
Past

October 8, 1998 - November 14, 2001

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
BIRMINGHAM, AL
Past

April 11, 1994 - October 26, 1998

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KC
KG&L CAPITAL MANAGEMENT, LLC
KG CAPITAL MANAGEMENT LLC | KG&L CAPITAL MANAGEMENT, LLC | KG CAPITAL MANAGEMENT, LLC

CRD#: 164500 / SEC#: 801-112461

RIA
Registered Investment Advisory firm - (2/16/2018 Approved)
Alabama
Registered Investment Advisory firm - (4/12/2018 Terminated)
Louisiana
Registered Investment Advisory firm - (4/13/2018 Terminated)
Mississippi
Registered Investment Advisory firm - (4/12/2018 Terminated)
Texas
Registered Investment Advisory firm - (4/12/2018 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(2/4/2021)
IAR
Louisiana
(7/13/2018)
IAR
Texas
(12/13/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/17/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/16/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/24/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/8/1994
General Securities Representative Examination

Current Firm

KC
KG&L CAPITAL MANAGEMENT, LLC
KG CAPITAL MANAGEMENT LLC | KG&L CAPITAL MANAGEMENT, LLC | KG CAPITAL MANAGEMENT, LLC

CRD#: 164500 / SEC#: 801-112461

RIA
Registered Investment Advisory firm - (2/16/2018 Approved)
Alabama
Registered Investment Advisory firm - (4/12/2018 Terminated)
Louisiana
Registered Investment Advisory firm - (4/13/2018 Terminated)
Mississippi
Registered Investment Advisory firm - (4/12/2018 Terminated)
Texas
Registered Investment Advisory firm - (4/12/2018 Terminated)
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Contact information

Main Address
4782 Prosperity Street, Saint Francisville, LA 70775
Mailing Address
Po Box 1220, Saint Francisville, LA 70775
Phone number
(225) 245-5153
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV FORM 2A (10/22/2025)

Regulatory assets under management

Total Number of Accounts1,298
AUM (Assets Under Management)$ 414,086,497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KG&L CAPITAL MANAGEMENT, LLC

CRD#: 164500New Orleans, LA 70112

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