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TB

Terrel G. Bressler

PRAIRIE CAPITAL MARKETS
Chicago, IL 60654
Some features on this profile are disabled
CRD#: 2447793
TB

Professional summary

Terrel Guy Bressler, who also goes by Terrel G Bressler, Terry Bressler, is a registered financial professional currently at PRAIRIE CAPITAL MARKETS, LLC located in Chicago, Illinois.

Terrel is registered as a RR (Registered Representative) and started their career in finance in 1996. Terrel has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Terrel G Bressler | Terry Bressler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Terrel Guy Bressler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 13, 2012 - Present

PRAIRIE CAPITAL MARKETS, LLC

Office #1: 71 S. Wacker Dr. Suite 675, Chicago, IL 60654
BD
CRD#: 158309
Chicago, IL
Past

July 27, 2011 - September 18, 2012

SIKICH CORPORATE FINANCE LLC

BD
CRD#: 149024
CHICAGO, IL
Past

January 31, 2006 - July 21, 2011

STOUT CAPITAL, LLC

BD
CRD#: 127302
CHICAGO, IL
Past

April 15, 2004 - January 11, 2006

CLEARY GULL INC.

BD
CRD#: 45309
MILWAUKEE, WI
Past

July 8, 1996 - January 8, 2004

WILLIAM BLAIR

BD
CRD#: 1252
CHICAGO, IL
Past

March 20, 1996 - June 24, 1996

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(11/13/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 4/6/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/19/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/29/1999
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PRAIRIE CAPITAL MARKETS, LLC
PRAIRIE | PRAIRIE CAPITAL MARKETS, LLC

CRD#: 158309 / SEC#: , 8-68889

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
One Lincoln Centre 18w140 Butterfield Road Suite 800, Oakbrook Terrace, IL, 60181
Mailing Address
One Lincoln Centre 18w140 Butterfield Road Suite 800, Oakbrook Terrace, IL, 60181
Phone number
(630) 443-9933
Established
Illinois since 07/01/2010
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PRAIRIE CAPITAL HOLDINGS, INC.MEMBER
BEATON, DANIEL STEWARTCFO, FINOP4240769
WITT, TIMOTHY WYNDHAMCCO, HOME OFFICE SUPER., AML SUPER5952315

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRAIRIE CAPITAL MARKETS, LLC

CRD#: 158309Chicago, IL 60654

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