David Michael Maggio
Professional Summary
David Michael Maggio, who also goes by David M Maggio, is a registered financial advisor currently at PERSONAL FINANCIAL PROFILES INC located in Naples, Florida and APW CAPITAL, INC. located in Naples, Florida. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David M Maggio
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
PERSONAL FINANCIAL PROFILES INC
Contact Information
Main Address
10100 W. Sample Road Suite 300, Coral Springs, FL 33065Phone Number
(954) 755-8647# of Employees
2SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
369AUM (Assets Under Management)
$335,290,835Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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AUSDAL FINANCIAL PARTNERS, INC.
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Primary Firm SEC Registration
PERSONAL FINANCIAL PROFILES INC
State Registrations and Notice Filings
(1/5/2026)
(1/7/2026)
(2/25/2015)
(10/2/2015)
(5/3/2013)
(1/17/2014)
(1/27/2026)
(2/24/2014)
(1/3/2014)
(8/21/2017)
(12/2/2020)
(1/17/2014)
(1/14/2020)
(1/11/2026)
(11/30/2020)
(1/6/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed May 1998SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view David Michael Maggio's CRS (Customer Relationship Summary).
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