Jerilyn Pecoraro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerilyn Pecoraro was a registered financial professional .
Jerilyn is a previously registered financial professional and started their career in finance in 1994. Jerilyn had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2010 - October 21, 2016
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 26, 2006 - March 31, 2010
PRUCO SECURITIES, LLC.
August 13, 2001 - November 11, 2003
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 7, 2000 - August 10, 2001
PRUCO SECURITIES, LLC.
May 15, 1998 - December 14, 1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
May 4, 1995 - May 16, 1996
METROPOLITAN LIFE INSURANCE COMPANY
May 2, 1995 - May 16, 1996
MSI FINANCIAL SERVICES, INC.
February 24, 1994 - March 8, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 18353 / SEC#: , 8-36540
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | |
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 |
| LEIBOWITZ, KAREN | PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | 2693999 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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