John R. Scholz
Professional summary
John R Scholz, who also goes by John Scholz, is a registered financial professional currently at AVATAR SECURITIES, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John R Scholz's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2014 - Present
AVATAR SECURITIES, LLC
Office #1: 148 Madison Ave 5th Floor, New York, NY 10016March 5, 2013 - August 8, 2014
QUASAR TRADING, LLC
May 17, 2011 - June 27, 2013
COASTAL TRADE SECURITIES, LLC
March 3, 2003 - June 16, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
February 15, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
August 15, 2000 - September 5, 2000
TAFFERER TRADING, LLC
May 9, 1996 - January 11, 1999
TAFFERER TRADING, LLC
December 6, 1995 - May 31, 1996
QUICK & REILLY, INC.
May 12, 1994 - July 10, 1995
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/13/2002
Limited Representative-Equity Trader ExamFINRA
Nasdaq PHLX LLC
Current Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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