Joshua J. Hendricks
Professional summary
Joshua J Hendricks is a registered financial advisor currently at SOFI WEALTH LLC located in Cottonwood Heights, Utah and SOFI SECURITIES LLC located in Cottonwood Heights, Utah.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Joshua has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 55, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joshua J Hendricks's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 8, 2018 - Present
SOFI WEALTH LLC
Office #1: 2750 E Cottonwood Parkway Suite 300, Cottonwood Heights, UT 84121November 8, 2018 - Present
SOFI SECURITIES LLC
Office #1: 2750 E Cottonwood Parkway Suite 300, Cottonwood Heights, UT 84121February 26, 2015 - September 19, 2017
HARRISDIRECT LLC
November 4, 2009 - September 19, 2017
E*TRADE SECURITIES LLC
March 29, 1994 - May 11, 2006
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
SOFI WEALTH LLC
CRD#: 167958 / SEC#: 801-78185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/9/2018)
(11/9/2018)
(11/9/2018)
Exams
Series 55
Date: 11/1/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
SOFI WEALTH LLC
CRD#: 167958 / SEC#: 801-78185
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279,216 |
| AUM (Assets Under Management) | $ 1,475,104,376 |
Red Flags
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