Ronald C. Mills
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Charles Mills, who also goes by Ron Mills, Ronald Mills, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1994. Ronald had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2024 - June 8, 2026
PLANNED SECURITY ADVISORS LLC
November 21, 2022 - May 13, 2024
LIFEPRO ASSET MANAGEMENT
September 18, 2017 - September 22, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
September 18, 2017 - September 22, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
June 3, 2011 - September 25, 2017
LPL FINANCIAL LLC
June 3, 2011 - September 25, 2017
LPL FINANCIAL LLC
July 9, 2007 - June 6, 2011
SECURITIES AMERICA ADVISORS, INC.
June 29, 2007 - June 6, 2011
SECURITIES AMERICA, INC.
September 5, 2006 - July 3, 2007
INVESTMENT ADVISORS INTERNATIONAL, INC.
July 6, 2005 - September 5, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 21, 2005 - July 2, 2007
WORLD GROUP SECURITIES, INC.
January 23, 2002 - March 1, 2005
OSAIC FS, INC.
January 17, 1996 - March 1, 2005
OSAIC FS, INC.
July 1, 1994 - December 20, 1995
WORKMAN SECURITIES CORPORATION
May 3, 1994 - December 19, 1995
BANNER FINANCIAL SERVICES GROUP
February 23, 1994 - April 11, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLANNED SECURITY ADVISORS LLC
CRD#: 330345 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 3,060,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
