Ronald C. Mills

PLANNED SECURITY ADVISORS LLC

COTTONWOOD HEIGHTS, UT 84121

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CRD#: 2447614

Professional summary

Ronald Charles Mills, who also goes by Ron Mills, Ronald Mills, is a registered financial advisor currently at PLANNED SECURITY ADVISORS LLC located in Cottonwood Heights, Utah.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Ronald has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ron Mills | Ronald Mills

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ron Mills, Sole Proprietor dba Planned Security Resources; Investment Related; Salt Lake City, UT; Insurance; Agent; 06/1996; 80 hrs./month; 40 hrs. during trading; Insurance sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Charles Mills's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2024 - Present

PLANNED SECURITY ADVISORS LLC

Office #1: 2825 Cottonwood Parkway #517, Cottonwood Heights, UT 84121

RIA

CRD#: 330345

COTTONWOOD HEIGHTS, UT

Past

November 21, 2022 - May 13, 2024

LIFEPRO ASSET MANAGEMENT

RIA

CRD#: 285252

Cottonwood Heights, UT

Past

September 18, 2017 - September 22, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Sandy, UT

Past

September 18, 2017 - September 22, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Sandy, UT

Past

June 3, 2011 - September 25, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

SANDY, UT

Past

June 3, 2011 - September 25, 2017

LPL FINANCIAL LLC

CRD#: 6413

SANDY, UT

Past

July 9, 2007 - June 6, 2011

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

SOUTH JORDAN, UT

Past

June 29, 2007 - June 6, 2011

SECURITIES AMERICA, INC.

CRD#: 10205

SANDY, UT

Past

September 5, 2006 - July 3, 2007

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA

CRD#: 139233

SOUTH JORDAN, UT

Past

July 6, 2005 - September 5, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

SOUTH JORDAN, UT

Past

March 21, 2005 - July 2, 2007

WORLD GROUP SECURITIES, INC.

CRD#: 114473

SO. JORDAN, UT

Past

January 23, 2002 - March 1, 2005

OSAIC FS, INC.

RIA

CRD#: 3870

SALT LAKE CITY, UT

Past

January 17, 1996 - March 1, 2005

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

July 1, 1994 - December 20, 1995

WORKMAN SECURITIES CORPORATION

CRD#: 31898

EDEN PRAIRIE, MN

Past

May 3, 1994 - December 19, 1995

BANNER FINANCIAL SERVICES GROUP

CRD#: 22886

ROCKVILLE, MD

Past

February 23, 1994 - April 11, 1994

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/28/2024)

IAR

Colorado
(10/25/2024)

IAR

Idaho
(8/20/2024)

IAR

Nevada
(10/15/2024)

IAR

Utah
(5/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/25/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/7/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/10/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/4/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/16/2000

Investment Company Products/Variable Contracts Principal Examination

Current Firm

PLANNED SECURITY ADVISORS LLC

CRD#: 330345 / SEC#:

Arizona

Registered Investment Advisory firm - (8/28/2024 Approved)

Colorado

Registered Investment Advisory firm - (10/25/2024 Approved)

Idaho

Registered Investment Advisory firm - (8/20/2024 Approved)

Nevada

Registered Investment Advisory firm - (10/15/2024 Approved)

Utah

Registered Investment Advisory firm - (5/14/2024 Approved)

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Contact information

Main Address

2825 Cottonwood Parkway #517, Cottonwood Heights, UT 84121

Mailing Address

Phone number

(801) 783-1900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 3,060,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald C. Mills

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Charles Mills's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFEPRO ASSET MANAGEMENT

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

INVESTMENT ADVISORS INTERNATIONAL, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

WORLD GROUP SECURITIES, INC.

OSAIC FS, INC.

OSAIC FS, INC.

WORKMAN SECURITIES CORPORATION

BANNER FINANCIAL SERVICES GROUP

TRANSAMERICA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/25/2001

Series 63

Date: 2/7/1994

SIE

Date: 10/1/2018

Series 7

Date: 10/10/2014

Series 6

Date: 2/4/1994

Series 26

Date: 12/16/2000

Current Firm

PLANNED SECURITY ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PLANNED SECURITY ADVISORS LLC

TRUST BUT VERIFY

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