Robert G. Bard
Professional summary
Robert Glenn Bard was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Robert had worked at 5 firms, which includes VISION SPECIALIST GROUP LLC, BLUE VASE SECURITIES LLC, CENTAURUS FINANCIAL INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2005 - December 31, 2009
VISION SPECIALIST GROUP, LLC
September 30, 2004 - December 1, 2004
BLUE VASE SECURITIES, LLC
September 16, 2004 - December 1, 2004
BLUE VASE SECURITIES, LLC
July 8, 2004 - September 15, 2004
CENTAURUS FINANCIAL, INC.
June 12, 2000 - September 15, 2004
CENTAURUS FINANCIAL, INC.
February 25, 1994 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 25, 1994 - July 12, 2000
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current firm
No current employment
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