KC
Kevin W. Crumly
TROXELL FINANCIAL
Springfield, IL 62704
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CRD#: 2447307
KC
Professional summary
Kevin Wayne Crumly, AIF®, CFP® is a registered financial advisor currently at TROXELL FINANCIAL located in Springfield, Illinois.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Kevin has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Estate Planning
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: INDEPENDENT INSURANCE AGENT; ADDRESS OF OBA: SPRINGFIELD, IL 62704; NATURE: SELLING FIXED PRODUCTS; INVESTMENT RELATED: NO; TITLE WITH OBA: INDEPENDENT INSURANCE AGENT; DUTIES: SELLING FIXED PRODUCTS; START DATE: 12/1993; APPROX. NUMBER OF HOURS/MONTH: 0.5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OBA: C&N INVESTMENTS, LLC; ADDRESS OF OBA: SPRINGFIELD, IL 62704; NATURE: PRIVATE PLACEMENT INVESTMENTS; INVESTMENT RELATED: NO; TITLE WITH OBA: MEMBER; DUTIES: MANAGEMENT; START DATE: 12/2021; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OBA: 5945 SAND WEDGE LLC; ADDRESS OF OBA: NAPLES, FL 34103; NATURE: RENTAL REAL ESTATE; INVESTMENT RELATED: NO; TITLE WITH OBA: MEMBER; DUTIES: MANAGEMENT; START DATE: 09/2022; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (4.) NAME OF OBA: 1200 CENTRE WEST LLC; ADDRESS OF OBA: SPRINGFIELD, IL; 62704; NATURE: REAL ESTATE; INVESTMENT RELATED: NO; TITLE WITH OBA: MEMBER; DUTIES: MANAGEMENT; START DATE: 08/2024; APPROX. NUMBER OF HOURS/MONTH: 5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (5.) NAME OF OBA: TACO GRINGO, INC. BOARD OF DIRECTORS; ADDRESS OF OBA: SPRINGFIELD, IL 62702; NATURE: BOARD OF DIRECTORS FOR A FAMILY RUN RESTAURANT FRANCHISE; INVESTMENT RELATED: NO; TITLE WITH OBA: DIRECTOR; DUTIES: PROVIDE CONSULTING SERVICES; START DATE: 09/26/2025; APPROX. NUMBER OF HOURS/MONTH: 4; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Wayne Crumly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
March 7, 2014 - Present
TROXELL FINANCIAL
Office #1: 214 South Grand Avenue West, Springfield, IL 62704Office #2: 2400 Tamiami Trail North Suite 403, Naples, FL 34103RIA
CRD#: 168998
Springfield, IL
Past
June 25, 2018 - July 1, 2020
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
SPRINGFIELD, IL
Past
December 3, 1998 - October 28, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
SPRINGFIELD, IL
Past
November 25, 1998 - July 2, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
SPRINGFIELD, IL
Past
January 26, 1994 - December 4, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
January 26, 1994 - December 4, 1998
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TROXELL FINANCIAL
CRUMLY AND ASSOCIATES, INC. | TROXELL FINANCIAL ADVISORS | TROXELL FINANCIAL | EVERGREEN WEALTH | CRUMLY AND ASSOCIATES, INCORPORATED
CRD#: 168998 / SEC#: 801-81175
RIA
Registered Investment Advisory firm - (3/24/2015 Approved)Illinois
Registered Investment Advisory firm - (3/24/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/17/2022)
IAR
Illinois(3/7/2014)
IAR
Texas(11/13/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TF
TROXELL FINANCIAL
CRUMLY AND ASSOCIATES, INC. | TROXELL FINANCIAL ADVISORS | TROXELL FINANCIAL | EVERGREEN WEALTH | CRUMLY AND ASSOCIATES, INCORPORATED
CRD#: 168998 / SEC#: 801-81175
RIA
Registered Investment Advisory firm - (3/24/2015 Approved)Illinois
Registered Investment Advisory firm - (3/24/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
214 South Grand Avenue West, Springfield, IL 62704
Mailing Address
Phone number
(217) 321-3210
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,500 |
| AUM (Assets Under Management) | $ 969,825,114 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2025 | ||
| 11/08/2024 | ||
| 10/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
